Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Komalpreet KaurUBS Financial Services Inc.Fidelity Brokerage Services LLC10-29-2019
Andrew Scott CzarkowskiUBS Financial Services Inc.J.P. Morgan Securities LLC07-16-2019
Daniel Joshua HamburgerUBS Financial Services Inc.Private Vista, LLC08-23-2018
Kevin Richard KamholzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
Rod Blake LoewenthalUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
Anup C ParasuUBS Financial Services Inc.AXA Advisors, LLC07-11-2017
Joseph William HudekUBS Financial Services Inc.Morgan Stanley01-30-2017
Michael Peter SabatiniUBS Financial Services Inc.AXA Advisors, LLC08-25-2016
William Knight Blanchard Jr.UBS Financial Services Inc.Credit Suisse Securities (USA) LLC04-07-2016
Maria Angela ReyesUBS Financial Services Inc.RBC Capital Markets, LLC03-28-2016
James C KellyUBS Financial Services Inc.Credit Suisse Securities (USA) LLC03-11-2016
John Andrew CochraneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-16-2015
Jeffrey Robert MosterUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-08-2015
Christopher R McCormickUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-08-2015
Matthew NorwoodUBS Financial Services Inc.Credit Suisse Securities (USA) LLC12-08-2015
Marcia Betsy PayneUBS Financial Services Inc.Credit Suisse Securities (USA) LLC11-19-2015
Laquanta N. WhiteUBS Financial Services Inc.Charles Schwab & Co., Inc.10-13-2015
Jack S MullenUBS Financial Services Inc.Morgan Stanley07-10-2015
Michael Samuel GodlinUBS Financial Services Inc.Morgan Stanley01-02-2015
Michael Keith SmithUBS Financial Services Inc.Plexus Financial Services, LLC09-25-2014
David A RubinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2014
Taylor Elizabeth DepenalozaUBS Financial Services Inc.Nuveen Securities, LLC08-25-2014
Melissa Julie WilczakUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2014
James Ernest HackUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-28-2014
Mark Eldridge CrowUBS Financial Services Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-10-2013
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Showing 1 to 25 of 113 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.