Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
R Kim CarsonWells Fargo Advisors Financial Network, LLCEdward Jones$2512-09-2019
Jayson R. PociusWells Fargo Advisors Financial Network, LLCPNC Investments$15008-29-2019
Michael B. TursiWells Fargo Advisors Financial Network, LLCPNC Investments08-29-2019
David Victor RashidWells Fargo Advisors Financial Network, LLCEdward Jones$7712-01-2017
Jordan Alan ParrWells Fargo Advisors Financial Network, LLCScottrade, Inc.10-25-2017
Robert William Bertog Jr.Wells Fargo Advisors Financial Network, LLCAXA Advisors, LLC01-03-2017
Craig WeeksWells Fargo Advisors Financial Network, LLCBMO Harris Financial Advisors, Inc.$7410-14-2016
James Bernard CannanWells Fargo Advisors Financial Network, LLCMorgan Stanley$23008-26-2016
John Walter WittWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.06-01-2016
Michael Patrick TisonWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.$5002-27-2015
David Joseph FryWells Fargo Advisors Financial Network, LLCRaymond James Financial Services, Inc.02-27-2015
Michael John VerhulstWells Fargo Advisors Financial Network, LLCUBS Financial Services Inc.11-11-2013
Ralph Dennis Lynch Jr.Wells Fargo Advisors Financial Network, LLCMorgan Stanley$15005-17-2013
Maureen Louise McPeekWells Fargo Advisors Financial Network, LLCMorgan Stanley$15005-17-2013
Besina CalcagnoWells Fargo Advisors Financial Network, LLCMorgan Stanley$15005-17-2013
Katie Marie MillarWells Fargo Advisors Financial Network, LLCEdward Jones$2510-12-2012
Douglas Evan HughesWells Fargo Advisors Financial Network, LLCEdward Jones10-07-2011
Patrick S. O'ConnorWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5009-23-2011
Edward John Rusnak Jr.Wells Fargo Advisors Financial Network, LLCAmeriprise Financial Services, LLC09-23-2011
Larry Bruce Loethen Jr.Wells Fargo Advisors Financial Network, LLCEdward Jones02-09-2011
Denise Ann ArendellWells Fargo Advisors Financial Network, LLCLPL Financial LLC06-18-2010
David Clinton HillWells Fargo Advisors Financial Network, LLCEdward Jones05-29-2009
Michael James MurrayWells Fargo Advisors Financial Network, LLCEdward Jones$5005-29-2009

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.