Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tammy Pamela CarrenoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.09-03-2020
Sydney H LaneWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.07-10-2020
Stephen Ray BowmanWells Fargo Clearing Services, LLCMorgan Stanley06-05-2020
John Graham EnrightWells Fargo Clearing Services, LLCEdward Jones$10003-18-2020
Vincent Harambasic IIIWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC03-09-2020
Christopher Michael AmbroseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2019
Christopher Daniel FerraroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15011-05-2019
Michael Joseph MillerWells Fargo Clearing Services, LLCMorgan Stanley$10011-01-2019
Steven Raymond ShattoWells Fargo Clearing Services, LLCMorgan Stanley$5011-01-2019
Michael Samuel GodlinWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-25-2019
Darrel A SwientonWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-24-2019
Bret J PetersenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$6610-24-2019
Frank D McCabeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-20-2019
Steven Daniel DoyleWells Fargo Clearing Services, LLCCalamos Financial Services LLC09-06-2019
Brandon Anthony CraneWells Fargo Clearing Services, LLCCetera Investment Services LLC09-03-2019
Ivanna Anatolyevna PyzhovaWells Fargo Clearing Services, LLCMorgan Stanley07-30-2019
Louis PortnoyWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated07-26-2019
Michael CooneyWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2007-23-2019
Alex William HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
Timothy Jason RileyWells Fargo Clearing Services, LLCMorgan Stanley06-26-2019
Sean Michael KennedyWells Fargo Clearing Services, LLCM1 Finance LLC06-19-2019
Peter Anthony FineWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC05-17-2019
David Elmhurst DoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-30-2019
James John BannWells Fargo Clearing Services, LLCMorgan Stanley$5004-26-2019
David Kenneth JanusWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-16-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.