Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kathleen Erin KellyWilliam BlairAmeriprise Financial Services, Inc.$5001-11-2019
Joseph Casey NogalWilliam BlairGoldman Sachs & Co.07-03-2017
Andrew Talman KrossWilliam BlairNeuberger Berman LLC09-16-2016
Robert Warren HoltWilliam BlairNeuberger Berman LLC09-16-2016
Christian Myles WaiteWilliam BlairRobert W. Baird & Co. Incorporated$10005-03-2016
Kevin Warren AndersenWilliam BlairRobert W. Baird & Co. Incorporated05-03-2016
Patrick Charles RuleWilliam BlairWintrust Investments LLC04-04-2016
Jeffrey David TinkerWilliam BlairMorgan Stanley$5001-25-2016
Laura-Min Sook Kim ProctorWilliam BlairJ.P. Morgan Securities LLC01-20-2016
Andrew E ThompsonWilliam BlairCredit Suisse Securities (USA) LLC$1001-06-2016
Lawrence David GilbertWilliam BlairCredit Suisse Securities (USA) LLC$5010-08-2015
Brian Joseph ZalewskiWilliam BlairUBS Financial Services Inc.01-14-2015
Todd Michael SpeeceWilliam BlairRaymond James & Associates, Inc.01-05-2015
Tiffany Michelle NicholsWilliam BlairStifel, Nicolaus & Company, Incorporated11-20-2014
William Frank MelkaWilliam BlairCalamos Financial Services LLC08-27-2014
Ronadev Timothy MitraWilliam BlairMorgan Stanley & Co. LLC$1,00008-21-2014
Jacqueline Elizabeth MossWilliam BlairJ.P. Morgan Securities LLC07-30-2014
Malinda Helen DistefanoWilliam BlairCitigroup Global Markets Inc.07-10-2014
Nils Tord BarrettWilliam BlairE.J. De La Rosa & Co., Inc.03-18-2014
Laura ProvenzaleWilliam BlairRaymond James & Associates, Inc.01-09-2014
Molly Thompson PiechWilliam BlairUBS Financial Services Inc.10-04-2013
Edward James DunphyWilliam BlairMorgan Stanley$1,00007-11-2013
Mark Evan RozeboomWilliam BlairMorgan Stanley & Co. LLC05-15-2013
Daniel Blakesly MaudeWilliam BlairEdward Jones$1,00004-26-2013
John Joseph ZielinskiWilliam BlairCapital Guardian Trust Company04-01-2013
Next Page »

Showing 1 to 25 of 46 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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