Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Peter Morgan TraczWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Justin Todd HalpennyWoodbury Financial Services, Inc.Questar Capital Corporation$5003-01-2019
Keith Gerard WienstroerWoodbury Financial Services, Inc.Questar Capital Corporation$2503-01-2019
Jose Fernando GallegoWoodbury Financial Services, Inc.Questar Capital Corporation$1003-01-2019
David Marc SilvermanWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Laura Ann PesekWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Gopal Dutt SharmaWoodbury Financial Services, Inc.Questar Capital Corporation03-01-2019
Andrew P. BarclayWoodbury Financial Services, Inc.Thrivent Investment Management Inc.10-11-2018
Christopher Brian SnedekerWoodbury Financial Services, Inc.Investment Planners, Inc.07-30-2018
Gregory Owen FrazierWoodbury Financial Services, Inc.LPL Financial LLC01-16-2018
Michael Andrew CoracyWoodbury Financial Services, Inc.SII Investments, Inc.01-08-2018
John Malone ChurchillWoodbury Financial Services, Inc.SII Investments, Inc.$21401-02-2018
William Jonathan AndrewWoodbury Financial Services, Inc.SII Investments, Inc.01-02-2018
Todd Richard GrahamWoodbury Financial Services, Inc.MML Investors Services, LLC09-26-2017
William Walter ZurekWoodbury Financial Services, Inc.Securities America, Inc.$5008-07-2017
David Harvey GreenspahnWoodbury Financial Services, Inc.Mutual Trust Co. of America Securities12-22-2016
Daniel Patrick WachsWoodbury Financial Services, Inc.Uhlmann Price Securities, LLC$1009-27-2016
Thomas Stuart White IIIWoodbury Financial Services, Inc.Lion Street Financial, LLC08-04-2016
Jeffrey Carter JohnsonWoodbury Financial Services, Inc.PFS Investments Inc.10-02-2015
Anna Bertha AguirreWoodbury Financial Services, Inc.LPL Financial LLC$5009-28-2015
Michael Norman LabedzWoodbury Financial Services, Inc.LPL Financial LLC$2503-17-2015
Brian Anthony KieferWoodbury Financial Services, Inc.LPL Financial LLC03-17-2015
Milton Dennis FlanaganWoodbury Financial Services, Inc.Fifth Third Securities, Inc.$5002-12-2014
Margaret Mary RemlingerWoodbury Financial Services, Inc.H. Beck, Inc.06-21-2013
Mark Jerome SheahanWoodbury Financial Services, Inc.World Equity Group, Inc.06-07-2013
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Showing 1 to 25 of 44 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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