Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sean R. StevensWorld Equity Group, Inc.Taylor Capital Management Inc.08-16-2019
Sean R. StevensWorld Equity Group, Inc.Taylor Capital Management Inc.08-16-2019
Robert Michael Lester Jr.World Equity Group, Inc.Taylor Capital Management Inc.07-29-2019
Aaron W. GainesWorld Equity Group, Inc.Edward Jones07-19-2019
Daniel Philip OstlundWorld Equity Group, Inc.Taylor Capital Management Inc.07-03-2019
Christopher Lawrence RaelWorld Equity Group, Inc.Woodbury Financial Services, Inc.$15006-26-2019
Robert George David Jr.World Equity Group, Inc.Taylor Capital Management Inc.06-26-2019
Neil Howard RobackWorld Equity Group, Inc.Taylor Capital Management Inc.06-25-2019
Gregory Anthony MatthewsWorld Equity Group, Inc.Taylor Capital Management Inc.06-21-2019
Justin Jon BarhamWorld Equity Group, Inc.Taylor Capital Management Inc.$1006-20-2019
Jeffrey Alan DuncanWorld Equity Group, Inc.Taylor Capital Management Inc.$1006-20-2019
Frederic William SchrodtWorld Equity Group, Inc.Lake Forest Securities, LLC02-22-2019
Jason Gavrin WalshWorld Equity Group, Inc.Lake Forest Securities, LLC11-28-2018
Charles Markham WhitelawWorld Equity Group, Inc.First Heartland Capital, Inc.$2511-21-2018
John Albin WillisWorld Equity Group, Inc.Wilbanks Securities, Inc.$10001-17-2018
Jason Kyle HartzellWorld Equity Group, Inc.BMO Harris Financial Advisors, Inc.$5008-18-2016
Elliot Marc YablunWorld Equity Group, Inc.LPL Financial LLC$1001-03-2014
Scott F. HoskinsWorld Equity Group, Inc.Global Financial Private Capital, LLC11-04-2013
Sarah Joan SimmonsWorld Equity Group, Inc.Feltl & Company04-02-2013
Charles Robert TaylorWorld Equity Group, Inc.Intervest International Equities Corporation03-05-2013
Ryan Michael GarrityWorld Equity Group, Inc.Jackson National Life Distributors LLC01-24-2012
Patrick Dennis CarrollWorld Equity Group, Inc.RBC Capital Markets, LLC$1001-19-2012
Donald Todd CohenWorld Equity Group, Inc.Regal Securities, Inc.10-31-2011
Kristian LongoWorld Equity Group, Inc.Regal Securities, Inc.10-31-2011
Christopher T. DallasWorld Equity Group, Inc.Best Direct Securities, LLC05-31-2011
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Showing 1 to 25 of 32 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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