Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Ransom DepriestLPL Financial LLCCetera Investment Advisers LLC06-14-2019
Mary Elizabeth BlackardHuntleigh Securities CorporationAmeriprise Financial Services, LLC$2506-14-2019
Whitney Alan KingMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC06-14-2019
Jason C OBrienEdward JonesMidwestern Securities Trading Company, LLC06-14-2019
John Patrick HeringComposure Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Perry L RoseOneAmerica Securities, Inc.Equitable Advisors, LLC06-10-2019
Anthony Attila GacsFifth Third Securities, Inc.Ausdal Financial Partners, Inc.06-10-2019
James Paul Pelletiere JrPruco Securities, LLC.MML Investors Services, LLC06-10-2019
Nathan L ParchmanBrookstone Capital Management LLCCambridge Capital Management, LLC06-10-2019
Joseph Anthony UllrichAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC06-07-2019
Leonard Lamarr LeviPruco Securities, LLC.Cetera Investment Services LLC06-07-2019
Paul ThomasEdward JonesMML Investors Services, LLC06-07-2019
Jeffrey Brian TurnerAmeriprise Financial Services, LLCMDT Advisers, A Division of Federated MDTA LLC06-06-2019
David Sheldon WellsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Jill LevinsonBMO Harris Financial Advisors, Inc.The Huntington Investment Company06-05-2019
Ty Edward RobbenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
Kevin Robert OsbornFifth Third Securities, Inc.Cetera Investment Advisers LLC06-04-2019
William Lorne WilkinsOneAmerica Securities, Inc.W&S Brokerage Services, Inc.$5006-04-2019
Andrew Lee StewartRegal Investment Advisors LLCLUCAS GROUP FINANCIAL ADVISORS, INC.06-04-2019
James Baxter ClausingFidelity Brokerage Services LLCEquitable Advisors, LLC06-04-2019
Jonathan Eugene PattersonFifth Third Securities, Inc.Cetera Investment Services LLC06-03-2019
Paul William MozisFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
Marion John CharickiFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
Daniel James SchreinerOppenheimer & Co. Inc.Ameriprise Financial Services, LLC06-03-2019
Shahzad ShamsuddinFifth Third Securities, Inc.Cetera Investment Advisers LLC06-03-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.