Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David M. MindrupLPL Financial LLCRaymond James Financial Services, Inc.07-08-2019
Carlos Alfredo Cortez Jr.World Equity Group, Inc.Taylor Capital Management Inc.07-08-2019
Howard KavinskyNational Securities CorporationDavid A. Noyes & Company07-05-2019
Michael Allen BabcockCambridge Investment Research, Inc.B.B. Graham & Company, Inc.07-01-2019
Sarah CorleCitigroup Global Markets Inc.Wells Fargo Clearing Services, LLC06-28-2019
Jill Elizabeth GoszCetera Advisor Networks LLCJ.P. Morgan Securities LLC$106-28-2019
John K. BurtonPNC InvestmentsU.S. Bancorp Investments, Inc.$15006-27-2019
John Dennis ScullyPinnacle Investments, LLCEssex Securities LLC$106-27-2019
Paul Bernard CrouchCetera Financial Specialists LLCMML Investors Services, Inc.$2506-21-2019
Roger Wayne ShumakerWorld Equity Group, Inc.Taylor Capital Management Inc.$106-21-2019
Corey Robert WishniaCetera Investment Services LLCForesters Financial Services, Inc.06-20-2019
Jeffrey Alan DuncanWorld Equity Group, Inc.Taylor Capital Management Inc.$1006-20-2019
Nick Panos StavropoulosWintrust Investments LLCU.S. Bancorp Investments, Inc.$106-20-2019
Mary Elizabeth BlackardHuntleigh Securities CorporationAmeriprise Financial Services, Inc.$2506-14-2019
Kelly Marie FriebeleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Anthony Attila GacsFifth Third Securities, Inc.Ausudal Financial Partners, Inc.$1006-10-2019
Bradley Allen CordesWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$17206-07-2019
Charles Brent MargolisWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$15006-06-2019
Micah Edward NathanWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$2506-06-2019
Jeffrey Brian TurnerAmeriprise Financial Services, Inc.Federated Securities Corp.06-06-2019
Benjamin Moshe LeshemWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Steven Jeffrey HefterWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Angelica V. VukobratovichFifth Third Securities, Inc.Cetera Investment Advisers LLC$1006-04-2019
Kevin Robert OsbornFifth Third Securities, Inc.Cetera Investment Advisers LLC06-04-2019
Jacob GrantWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC06-04-2019
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Showing 1 to 25 of 240 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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