Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Lee ReeceRaymond James & Associates, Inc.BMO Harris Financial Advisors, Inc.$1007-18-2019
Garrison William SchillingMerrill Lynch, Pierce, Fenner & Smith IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Brian David BehlBehl Wealth ManagementWealthspire Capital, LLC07-17-2019
Cynthia M. WaltersFifth Third Securities, Inc.LPL Financial LLC07-16-2019
Nicholas Adam DevoreU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-16-2019
Felicia FelicianoU.S. Bancorp Investments, Inc.Wells Fargo Clearing Services, LLC07-16-2019
Whitney Jill IbarraFidelity Brokerage Services LLCJ.P. Morgan Securities LLC07-16-2019
Brian RoarkCetera Financial Specialists LLCAvantax Investment Services, Inc.$1007-16-2019
David Bush WilkinsonHorace Mann Investors, Inc.PFS Investments Inc.07-16-2019
Andrew Scott CzarkowskiUBS Financial Services Inc.J.P. Morgan Securities LLC07-16-2019
Michael Thomas GentileNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, LLC07-15-2019
Philip Michael RandazzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-15-2019
Sagar ShethFidelity Brokerage Services LLCMorgan Stanley07-11-2019
Melvin Philip PittmanWorld Equity Group, Inc.Taylor Capital Management Inc.07-11-2019
Alan William CharachNajarian Family Office, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
Patrick Jon KerriganMorgan StanleyMorgan Stanley07-10-2019
William Francis McCarty IVCharles Schwab & Co., Inc.First Trust Portfolios L.P.07-09-2019
Jordan A. GitlinAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC07-09-2019
David Michael FluettFairhaven Wealth Management, LLCCORE CAPITAL SOLUTIONS LLC07-09-2019
Alex W. HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
David M. MindrupLPL Financial LLCRaymond James Financial Services, Inc.07-08-2019
Charles Bernard Poindexter IILincoln Financial Advisors CorporationWoodbury Financial Services, Inc.$5007-08-2019
Matthew Ian KoopermanPruco Securities, LLC.Edward Jones$15007-08-2019
Arturo RamirezBMO Harris Financial Advisors, Inc.Edward Jones07-05-2019
Justin John D'AgostinoLPL Financial LLCTD Ameritrade, Inc.07-05-2019
Next Page »

Showing 1 to 25 of 804 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.