Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Cynthia M. WaltersFifth Third Securities, Inc.LPL Financial LLC07-16-2019
Edward Wall OchoaAmeriprise Financial Services, LLCLPL Financial LLC$2506-28-2019
Lori Jane GalbraithFifth Third Securities, Inc.LPL Financial LLC05-29-2019
Charles Patrick WilliamsIFP Securities, LLCLPL Financial LLC$21005-23-2019
Mccabe Culley StrothmannJ.W. Cole Financial, Inc.LPL Financial LLC05-21-2019
Eric William LichtenauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-26-2019
Louis Michael ResslerWintrust Investments LLCLPL Financial LLC04-16-2019
Yamilet SuarezRiver Street Advisors, LLCLPL Financial LLC03-26-2019
Robert G. StapletonCetera Advisors LLCLPL Financial LLC02-28-2019
Teresa Ann YoungW&S Brokerage Services, Inc.LPL Financial LLC02-06-2019
Michael Robert CecereAusdal Financial Partners, Inc.LPL Financial LLC$2502-05-2019
Timothy James BradleyJ.P. Morgan Securities LLCLPL Financial LLC01-31-2019
Anthony L Santucci Jr.Fidelity Brokerage Services LLCLPL Financial LLC$5001-11-2019
Ursula Robinson DaleyCommonwealth Financial NetworkLPL Financial LLC$5012-17-2018
Jordan Glenn LewisCommonwealth Financial NetworkLPL Financial LLC12-17-2018
Patrick Anthony QuinnJ.P. Morgan Securities LLCLPL Financial LLC12-11-2018
Reid Thomas BurtonOpus Wealth Management GroupLPL Financial LLC12-04-2018
James Ellis BrewerEnvision Wealth Planning, Inc.LPL Financial LLC10-23-2018
Frank Anthony MarcinCambridge Investment Research, Inc.LPL Financial LLC10-08-2018
Robert James MeschIntuitive Wealth Management, LLCLPL Financial LLC09-11-2018
Kerry Lee HoffmanUnion Capital CompanyLPL Financial LLC$2509-07-2018
Megan CarrollKestra Investment Services, LLCLPL Financial LLC08-23-2018
David Scott HogaboomLPL Financial LLCLPL Financial LLC$10008-10-2018
Daniel Steven LeonardCambridge Investment Research, Inc.LPL Financial LLC$5008-07-2018

Showing 1 to 24 of 24 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.