Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theodore Brelsford Martin IIIRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2019
John Patrick HeringComposure Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
David Sheldon WellsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Ty Edward RobbenMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2019
Shane QuinlanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
B. Thomas CalfeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Preston Scott PooreMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Bradley James MooreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
Robert Saxton LopezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2019
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-26-2019
Henry John WannerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Tawfiq FarrajFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2019
Laresa BrownJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Ryan Robert O'ConnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-21-2019
Steven DobskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
Marc John MosherUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-18-2019
Alex Nathaniel KutheTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2019
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Alayna GogolSignificant Wealth Partners Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2019
Timothy John LynchKeebeck Wealth Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
John Douglas RalstonBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
John RowoldtU.S. Bancorp Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-22-2019
Karen Therese MontgomeryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Bill FohlmeisterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50012-07-2018
Ryan Spencer AlexanderTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2018
Next Page »

Showing 1 to 25 of 41 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.