Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Douglas RalstonBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-24-2019
Jason Alexander JonesBrookstone Capital Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2018
Nicholas Stephen LambCetera Advisor Networks LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
John Patrick HeringComposure Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-26-2019
Henry John WannerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Susan Joy LyonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2018
David Sheldon WellsFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated06-06-2019
Tawfiq FarrajFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2019
Aurelio John ReyesFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Michael L MajewskiGoldman Sachs & Co.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-23-2018
Bradley James MooreJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2019
Robert Saxton LopezJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-14-2019
Laresa BrownJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Karen Therese MontgomeryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Bill FohlmeisterJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50012-07-2018
Safar A. Soltani-SadehJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Darryl Lance Aikens IIJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
Joseph Samuel OriJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-11-2018
Robert FeinbergJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2018
Timothy John LynchKeebeck Wealth Management LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Samuel Paul LeeKovack Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2018
Shane QuinlanLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-03-2019
Ryan Robert O'ConnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$25003-21-2019
Steven DobskiLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-21-2019
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Showing 1 to 25 of 41 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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