Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Theodore Brelsford Martin IIIRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2019
John Patrick HeringComposure Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
B. Thomas CalfeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Henry John WannerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Tawfiq FarrajFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-11-2019
Ryan Robert O'ConnellLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2503-21-2019
Alex Nathaniel KutheTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2019
Joseph Brian SiwekMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated02-08-2019
Karen Therese MontgomeryJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-11-2018
Safar A. Soltani-SadehJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-26-2018
Robert Howard Dawson JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-24-2018
John Jeremy VanderpoolMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-22-2018
Aurelio John ReyesFifth Third Securities, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-12-2018
Samuel Paul LeeKovack Securities Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2018
Sean Walker ConnellyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-10-2018
David VillalobosMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-05-2018
Robert FeinbergJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-13-2018
Susan Joy LyonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated$10008-10-2018

Showing 1 to 19 of 19 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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