Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Michael RandazzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-15-2019
Lafayette Kyle FordMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.06-17-2019
Thomas Joseph BiberMerrill Lynch, Pierce, Fenner & Smith IncorporatedMidwestern Securities Trading Company, LLC05-17-2019
Eric William LichtenauerMerrill Lynch, Pierce, Fenner & Smith IncorporatedLPL Financial LLC04-26-2019
John Charles BochniakMerrill Lynch, Pierce, Fenner & Smith IncorporatedAXA Advisors, LLC03-26-2019
Joseph J. WathenMerrill Lynch, Pierce, Fenner & Smith IncorporatedCetera Investment Services LLC02-13-2019
Juan Carlos Viamontes Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC01-28-2019
Marc Stryk KrimenMerrill Lynch, Pierce, Fenner & Smith IncorporatedLeumi Investment Services Inc.01-02-2019
Jessica L. MartinezMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC12-05-2018
Jennifer Ann SherwoodMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC11-19-2018
Michael Anthony TaborskiMerrill Lynch, Pierce, Fenner & Smith IncorporatedFidelity Personal and Workplace Advisors11-14-2018
Ronald Stephen KnightMerrill Lynch, Pierce, Fenner & Smith IncorporatedEdward Jones11-06-2018
Jesus Vega RojasMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.10-30-2018
Andrew L. Gogan Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedPlanMember Securities Corporation10-22-2018
Patrick RodgersMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments10-15-2018
Benjamin John BlackMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)10-05-2018
Brent Devon GriffinMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments09-26-2018
Dominick Christian LealiMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James & Associates, Inc.09-25-2018
Daniel Theodore KonowMerrill Lynch, Pierce, Fenner & Smith IncorporatedHorace Mann Investors, Inc.09-21-2018
Kevin M. RosenbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.09-19-2018
Mark Louis PsaltisMerrill Lynch, Pierce, Fenner & Smith IncorporatedGoldman Sachs & Co.08-31-2018
Michael William RiordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-09-2018
Dhara S. ShahMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC08-03-2018
Kathleen MartoranoMerrill Lynch, Pierce, Fenner & Smith IncorporatedRobert W. Baird & Co. Incorporated$10011-16-2018
Gabrielle Perregaux LoundsMerrill Lynch, Pierce, Fenner & Smith IncorporatedCNR Securities, LLC$15008-02-2018
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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