Advisers on the Move
Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.
Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.Recruiting Scoreboard (Q4 2019)
Recruiting Gains
Recruiting Losses
Net Gains
Latest moves
| Adviser(s) | Firm joining | Firm leaving | AUM ($M) | Date |
|---|---|---|---|---|
| Michael Edward Page | Prospera Financial Services, Inc. | Wells Fargo Advisors Financial Network, LLC | $100 | 08-19-2019 |
| Herbert Frederick Allen III | Harbour Investments, Inc. | Summit Brokerage Services, Inc. | $245 | 08-19-2019 |
| Donald James Mahlke | LPL Financial LLC | Alera Investment Advisors, LLC | — | 08-19-2019 |
| Herbert Frederick Allen III | Harbour Investments, Inc. | Summit Brokerage Services, Inc. | $245 | 08-19-2019 |
| Michael Edward Page | Prospera Financial Services, Inc. | Wells Fargo Advisors Financial Network, LLC | $100 | 08-19-2019 |
| Michael Edward Page | Prospera Financial Services, Inc. | Wells Fargo Advisors Financial Network, LLC | $100 | 08-19-2019 |
| John Lewis Reynolds | Edward Jones | Midwestern Securities Trading Company, LLC | — | 08-16-2019 |
| Sean R. Stevens | World Equity Group, Inc. | Taylor Capital Management Inc. | — | 08-16-2019 |
| John Lewis Reynolds | Edward Jones | Midwestern Securities Trading Company, LLC | — | 08-16-2019 |
| Sean R. Stevens | World Equity Group, Inc. | Taylor Capital Management Inc. | — | 08-16-2019 |
| John Lewis Reynolds | Edward Jones | Midwestern Securities Trading Company, LLC | — | 08-16-2019 |
| Sean R. Stevens | World Equity Group, Inc. | Taylor Capital Management Inc. | — | 08-16-2019 |
| Stephen Pavey Meskan | Cabot Lodge Securities LLC | Purshe Kaplan Sterling Investments | $50 | 08-12-2019 |
| Stephen Pavey Meskan | Cabot Lodge Securities LLC | Purshe Kaplan Sterling Investments | $50 | 08-12-2019 |
| Stephen Pavey Meskan | Cabot Lodge Securities LLC | Purshe Kaplan Sterling Investments | $50 | 08-12-2019 |
| Jeremiah Charles Lorenz | Kestra Investment Services, LLC | Woodbury Financial Services, Inc. | $25 | 08-05-2019 |
| Jeremiah Charles Lorenz | Kestra Investment Services, LLC | Woodbury Financial Services, Inc. | $25 | 08-05-2019 |
| Jeremiah Charles Lorenz | Kestra Investment Services, LLC | Woodbury Financial Services, Inc. | $25 | 08-05-2019 |
| Andrew George Palomo | Securities America, Inc. | Cetera Advisor Networks LLC | $25 | 08-02-2019 |
| Andrew George Palomo | Securities America, Inc. | Cetera Advisor Networks LLC | $25 | 08-02-2019 |
| Alison J. Cook | Mercer Allied Company, L.P. | Goldman Sachs & Co. | — | 08-01-2019 |
| Jonathan Erik James | Fifth Third Securities, Inc. | BMO Harris Financial Advisors, Inc. | — | 07-30-2019 |
| Robert Michael Lester Jr. | World Equity Group, Inc. | Taylor Capital Management Inc. | — | 07-29-2019 |
| Brian Gernant | LPL Financial LLC | Wells Fargo Advisors | $125 | 07-25-2019 |
| David Stanley Ryan | FRA Wealth Management LLC | Compass Retirement Group LLC | — | 07-25-2019 |
Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.
