Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Pethokoukis Stifel, Nicolaus & Company, IncorporatedMorgan Stanley$10708-22-2019
Jeffrey Richard SecordCetera Advisor Networks LLCCliftonLarsonAllen Wealth Advisors, LLC$2508-22-2019
Marc D FarmerMonroe Financial Inc.H.D. Vest Investment Services08-22-2019
Michael Edward PageProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Herbert Frederick Allen IIIHarbour Investments, Inc.Summit Brokerage Services, Inc.$24508-19-2019
Donald James MahlkeLPL Financial LLCAlera Investment Advisors, LLC08-19-2019
Herbert Frederick Allen IIIHarbour Investments, Inc.Summit Brokerage Services, Inc.$24508-19-2019
Michael Edward PageProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
John Lewis ReynoldsEdward JonesMidwestern Securities Trading Company, LLC08-16-2019
Sean R. StevensWorld Equity Group, Inc.Taylor Capital Management Inc.08-16-2019
John Lewis ReynoldsEdward JonesMidwestern Securities Trading Company, LLC08-16-2019
Sean R. StevensWorld Equity Group, Inc.Taylor Capital Management Inc.08-16-2019
Stephen Pavey MeskanCabot Lodge Securities LLCPurshe Kaplan Sterling Investments$5008-12-2019
Stephen Pavey MeskanCabot Lodge Securities LLCPurshe Kaplan Sterling Investments$5008-12-2019
Jeremiah Charles LorenzKestra Investment Services, LLCWoodbury Financial Services, Inc.$2508-05-2019
Jeremiah Charles LorenzKestra Investment Services, LLCWoodbury Financial Services, Inc.$2508-05-2019
Andrew George PalomoSecurities America, Inc.Cetera Advisor Networks LLC$2508-02-2019
Andrew George PalomoSecurities America, Inc.Cetera Advisor Networks LLC$2508-02-2019
Alison J. CookMercer Allied Company, L.P.Goldman Sachs & Co.08-01-2019
Jonathan Erik JamesFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.07-30-2019
Robert Michael Lester Jr.World Equity Group, Inc.Taylor Capital Management Inc.07-29-2019
Brian GernantLPL Financial LLCWells Fargo Advisors$12507-25-2019
David Stanley RyanFRA Wealth Management LLCCompass Retirement Group LLC07-25-2019
Sameer Abrar SaitMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-24-2019
Kimberly Lynn MaxeyRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC07-23-2019
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Showing 1 to 25 of 369 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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