Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron M. RochholzU.S. Bancorp Investments, Inc.PNC Investments10-18-2018
Aaron W. GainesWorld Equity Group, Inc.Edward Jones07-19-2019
Abishek BabuCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-27-2018
Ada GarciaThrivent Investment Management Inc.Allstate Financial Services, LLC07-19-2019
Adam Beckett KlopfensteinFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-05-2019
Adam Jeffrey FuellemanUBS Financial Services Inc.Credit Suisse Securities (USA) LLC$15001-28-2019
Adam Jonathan PriceStrategic Wealth PartnersCreative Planning09-25-2018
Agnes Ann RoachLPL Financial LLCCetera Advisor Networks LLC$1711-01-2018
Alan William CharachNajarian Family Office, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2019
Alayna GogolSignificant Wealth Partners Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-07-2019
Alec William SessingJ.P. Morgan Securities LLCMidwestern Securities Trading Company, LLC06-26-2019
Alex Nathaniel KutheTD Ameritrade Investment Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-14-2019
Alex W. HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
Alex W. HelmsNorthwestern Mutual Investment Services, LLCFidelity Personal and Workplace Advisors11-14-2018
Alexandra Nichole CampbellFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-20-2019
Alfred Thomas Barile IIIHorace Mann Investors, Inc.The Leaders Group, Inc.06-11-2019
Allen Michael HallLPL Financial LLCCetera Advisor Networks LLC10-19-2018
Allison Coleman SchenkMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC$2505-20-2019
Alton B. Raney IILPL Financial LLCKestra Investment Services, LLC12-07-2018
Amy Kathryn GierakCresset Asset Management, LLCEVANSTON ADVISORS03-15-2019
Amy L. FarberFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2019
Amy Lynn BarnesHilltop Securities Independent Network Inc.U.S. Bancorp Investments, Inc.04-10-2019
Andrea K AcostaWorld Equity Group, Inc.Kestra Investment Services, LLC08-19-2019
Andrew Benjamen SchniersCitigroup Global Markets Inc.J.P. Morgan Securities LLC10-01-2018
Andrew D. CohnStrategic Wealth PartnersKestra Investment Services, LLC07-26-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.