Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daniel Lee ReeceRaymond James & Associates, Inc.BMO Harris Financial Advisors, Inc.$1007-18-2019
Brian David BehlBehl Wealth ManagementBronfman E.L. Rothschild Capital, LLC07-17-2019
Nicholas Adam DevoreU.S. Bancorp Investments, Inc.J.P. Morgan Securities LLC07-16-2019
Michael Thomas GentileNorthwestern Mutual Investment Services, LLCAmeriprise Financial Services, Inc.07-15-2019
Philip Michael RandazzoMerrill Lynch, Pierce, Fenner & Smith IncorporatedJ.P. Morgan Securities LLC07-15-2019
Alex W. HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
Jordan A. GitlinAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-09-2019
Howard KavinskyNational Securities CorporationDavid A. Noyes & Company07-05-2019
Daniel Philip OstlundWorld Equity Group, Inc.Taylor Capital Management Inc.07-03-2019
Michael Allen BabcockCambridge Investment Research, Inc.B.B. Graham & Company, Inc.07-01-2019
Patrick J Jarzembowski Jr.LPL Financial LLCJ.P. Morgan Securities LLC$15006-28-2019
Edward Wall OchoaAmeriprise Financial Services, Inc.LPL Financial LLC$2506-28-2019
Jill Elizabeth GoszCWM, LLCJ.P. Morgan Securities LLC06-28-2019
Shane Adam ToddEdward JonesMidwestern Securities Trading Company, LLC06-28-2019
John K. BurtonPNC InvestmentsU.S. Bancorp Investments, Inc.$15006-27-2019
Christopher Lawrence RaelWorld Equity Group, Inc.Woodbury Financial Services, Inc.$15006-26-2019
Robert George David Jr.World Equity Group, Inc.Taylor Capital Management Inc.06-26-2019
Timothy Jason RileyWells Fargo Clearing Services, LLCMorgan Stanley06-26-2019
Neil Howard RobackWorld Equity Group, Inc.Taylor Capital Management Inc.06-25-2019
Theodore Brelsford Martin IIIRobert W. Baird & Co. IncorporatedMerrill Lynch, Pierce, Fenner & Smith Incorporated06-25-2019
Paul Bernard CrouchCetera Financial Specialists LLCMML Investors Services, LLC$2506-21-2019
Gregory Anthony MatthewsWorld Equity Group, Inc.Taylor Capital Management Inc.06-21-2019
Margret Helen SchrantRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC$1,00006-20-2019
Justin Jon BarhamWorld Equity Group, Inc.Taylor Capital Management Inc.$1006-20-2019
Jeffrey Alan DuncanWorld Equity Group, Inc.Taylor Capital Management Inc.$1006-20-2019
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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