Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael J La ChapelleAllstate Financial Services, LLCAXA Advisors, LLC04-18-2019
Jordan A. GitlinAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC07-09-2019
Edward Wall OchoaAmeriprise Financial Services, Inc.LPL Financial LLC$2506-28-2019
Joseph Benjamin StrikeAmeriprise Financial Services, Inc.Securities America, Inc.$5006-19-2019
Joseph Anthony UllrichAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC06-07-2019
Jeffrey Brian TurnerAmeriprise Financial Services, Inc.MDT Advisers, A Division of Federated MDTA LLC06-06-2019
Robert Frank BatyAmeritas Investment Corp.NYLIFE Securities LLC05-28-2019
Matthew Roy WilsonAusdal Financial Partners, Inc.Capital Financial Services, Inc.$2506-07-2019
Brian David BehlBehl Wealth ManagementBronfman E.L. Rothschild Capital, LLC07-17-2019
Michael Allen BabcockCambridge Investment Research, Inc.B.B. Graham & Company, Inc.07-01-2019
Paul Bernard CrouchCetera Financial Specialists LLCMML Investors Services, LLC$2506-21-2019
Michael Francis ConveyCetera Financial Specialists LLCEdward Jones05-09-2019
Dragos Cristian StoicescuCitigroup Global Markets Inc.J.P. Morgan Securities LLC05-09-2019
John Patrick HeringComposure Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-13-2019
Steven D StrohCountry Capital Management CompanyCommerce Brokerage Services, Inc.05-30-2019
Jade Minta CampbellCUNA Brokerage Services, Inc.Country Capital Management Company06-12-2019
Jill Elizabeth GoszCWM, LLCJ.P. Morgan Securities LLC06-28-2019
Shane Adam ToddEdward JonesMidwestern Securities Trading Company, LLC06-28-2019
Jason C. O'BrienEdward JonesMidwestern Securities Trading Company, LLC06-14-2019
Benjamin CarusoEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Henry John WannerEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated04-18-2019
Anthony Attila GacsFifth Third Securities, Inc.Ausdal Financial Partners, Inc.$1006-10-2019
Nancy M. GrahamFifth Third Securities, Inc.Cedar Hill Associates, LLC06-05-2019
Angelica V. VukobratovichFifth Third Securities, Inc.Cetera Investment Services LLC$1006-04-2019
Jonathan Eugene PattersonFifth Third Securities, Inc.Cetera Investment Services LLC06-03-2019
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Showing 1 to 25 of 87 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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