Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicholas Joseph RosaJ.P. Morgan Securities LLCWells Fargo Clearing Services, LLC08-19-2019
Michael Edward PageProspera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Ralph Nicholas Backe Jr.Prospera Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$10008-19-2019
Herbert Frederick Allen IIIHarbour Investments, Inc.Summit Brokerage Services, Inc.$24508-19-2019
Andrea K AcostaWorld Equity Group, Inc.Kestra Investment Services, LLC08-19-2019
Rodney Carl WrightHorace Mann Investors, Inc.NYLIFE Securities LLC08-19-2019
Donald James MahlkeIHT Wealth Management LLCAlera Investment Advisors, LLC08-19-2019
Jonah B ShaferAmeriprise Financial Services, LLCRaymond James & Associates, Inc.08-16-2019
Sean R. StevensWorld Equity Group, Inc.Taylor Capital Management Inc.08-16-2019
Darren Thomas DavisAllstate Financial Services, LLCEdward Jones08-16-2019
John Lewis ReynoldsEdward JonesMidwestern Securities Trading Company, LLC08-16-2019
Justin Curtis RueterPNC InvestmentsEdward Jones08-15-2019
Fernando Luis CruzLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-15-2019
Ryan S BradenOneAmerica Securities, Inc.Farmers Financial Solutions, LLC08-15-2019
Kevin Michael WigginsPruco Securities, LLC.Nationwide Securities, LLC08-15-2019
Jason P. KrupaMML Investors Services, LLCNuveen Securities, LLC08-15-2019
Sandeep MangalRBC Capital Markets, LLCStat Trade Inc.08-15-2019
Nicholas J Versetto IIICitigroup Global Markets Inc.Sanctuary Securities, Inc.08-14-2019
Eduardo Ortega-SierraCitigroup Global Markets Inc.Cetera Investment Services LLC08-14-2019
Scott A. WeissmanMatrix Private Capital GroupMorgan Stanley08-14-2019
Thomas Bruno BruceMatrix Private Capital GroupMorgan Stanley08-14-2019
Jacob Ryan HernandezBMO Harris Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2019
Melvin JacobsonLPL Financial LLCRaymond James Financial Services, Inc.08-12-2019
Cory Edmond MarlowLPL Financial LLCRaymond James Financial Services, Inc.08-12-2019
Stephen Pavey MeskanCabot Lodge Securities LLCPurshe Kaplan Sterling Investments$5008-12-2019
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Showing 1 to 25 of 227 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.