Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron W. GainesWorld Equity Group, Inc.Edward Jones07-19-2019
Alex W. HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
Alison J. CookMercer Allied Company, L.P.Goldman Sachs & Co.08-01-2019
Andrew Douglass CarmanLPL Financial LLCSecurities America, Inc.05-31-2019
Andrew George PalomoSecurities America, Inc.Cetera Advisor Networks LLC$2508-02-2019
Andrew George PalomoSecurities America, Inc.Cetera Advisor Networks LLC$2508-02-2019
Angelica V. VukobratovichFifth Third Securities, Inc.Cetera Investment Services LLC$1006-04-2019
Anthony Attila GacsFifth Third Securities, Inc.Ausdal Financial Partners, Inc.$1006-10-2019
B. Thomas CalfeeMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Benjamin James KagelMML Investors Services, LLCEdward Jones06-12-2019
Benjamin Moshe LeshemWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$1,00006-05-2019
Bradley Allen CordesWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$17206-07-2019
Brian David BehlBehl Wealth ManagementBronfman E.L. Rothschild Capital, LLC07-17-2019
Brian GernantLPL Financial LLCWells Fargo Advisors$12507-25-2019
Christopher Lawrence RaelWorld Equity Group, Inc.Woodbury Financial Services, Inc.$15006-26-2019
Daniel A BriscoeU.S. Bancorp Investments, Inc.BMO Harris Financial Advisors, Inc.07-22-2019
Daniel James SchreinerOppenheimer & Co. Inc.Ameriprise Financial Services, Inc.06-03-2019
Daniel Lee ReeceRaymond James & Associates, Inc.BMO Harris Financial Advisors, Inc.$1007-18-2019
Daniel Philip OstlundWorld Equity Group, Inc.Taylor Capital Management Inc.07-03-2019
David Stanley RyanFRA Wealth Management LLCCompass Retirement Group LLC07-25-2019
Donald James MahlkeLPL Financial LLCAlera Investment Advisors, LLC08-19-2019
Edward Wall OchoaAmeriprise Financial Services, Inc.LPL Financial LLC$2506-28-2019
Elias SanchezMerrill Lynch, Pierce, Fenner & Smith IncorporatedDavid A. Noyes & Company05-31-2019
Emily Ann GuglielmoWilliam BlairFidelity Brokerage Services LLC05-30-2019
Frederick Paul PetersLaSalle St. Securities, LLCThe O.N. Equity Sales Company05-29-2019
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Showing 1 to 25 of 100 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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