Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Gary PetersonSigma Financial CorporationAmeriprise Financial Services, Inc.$1910-18-2019
Maria Domenica DelreLPL Financial LLCRoyal Alliance Associates, Inc.10-17-2019
Joseph Anthony OrlandoRoyal Alliance Associates, Inc.Cambridge Investment Research Advisors, Inc.$10010-15-2019
Stewart Earl SchraderRaymond James Financial Services, Inc.Fifth Third Securities, Inc.$15010-15-2019
Kevin Kenneth CarterMutual Securities, Inc.Voya Financial Advisors, Inc.$3110-15-2019
James M GarabedianHornor, Townsend & Kent, LLCMML Investors Services, LLC10-07-2019
James M GarabedianHornor, Townsend & Kent, LLCMML Investors Services, Inc.10-07-2019
David Gerard LutschCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
James Aram Boyajian IIICambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
David Gerard LutschCambridge Investment Research, Inc.FSC Securities Corporation$2510-04-2019
James Aram Boyajian IIICambridge Investment Research, Inc.FSC Securities Corporation10-04-2019
Brittany Alexandria ElginLPL Financial LLCRoyal Alliance Associates, Inc.10-03-2019
Kevin Patrick WallLPL Financial LLCFSC Securities Corporation$10009-30-2019
John Byard Keener IIILPL Financial LLCFSC Securities Corporation$1009-30-2019
Brian Lee PenneyCabot Lodge Securities LLCIFS Securities09-27-2019
Brian Lee PenneyCabot Lodge Securities LLCIFS Securities09-27-2019
David H HolanLPL Financial LLCAmeriprise Financial Services, Inc.$2509-24-2019
Robert Joseph BettermannSecurities America, Inc.St. Bernard Financial Services, Inc.09-20-2019
Rett Walter HumkeCetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
James Jeffrey McAteeCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
Thomas William StoeckerCetera Advisor Networks LLCSummit Brokerage Services, Inc.$2509-20-2019
Robert Thomas LloydCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Victor A. Rigoni IIICetera Advisor Networks LLCSummit Brokerage Services, Inc.$10009-20-2019
Brian David O'DellCetera Advisor Networks LLCSummit Brokerage Services, Inc.$15009-20-2019
Jonathan Michael RigoniCetera Advisor Networks LLCSummit Brokerage Services, Inc.$5009-20-2019
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Showing 1 to 25 of 26 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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