Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Michael McDougallThurston Springer FinancialWells Fargo Advisors, LLC$15005-31-2019
Kenneth Eugene RineyRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$8605-24-2019
Russell FordWayfinder Financial LLCMML Investors Services, LLC05-10-2019
Michael Anthony TavelTavel Insurance & Financial Services, LLCLPL Financial LLC04-24-2019
Jason Keith WilliamsCornerstone Wealth PartnersThurston Springer Financial04-15-2019
Michael C. KesselLPL Financial LLCCetera Advisors LLC$10004-15-2019
James J. Otley Jr.David A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$10004-12-2019
Marc Edward ChamberlinRaymond James Financial Services, Inc.Edward Jones$5004-12-2019
Paul Alan NorcrossWells Fargo Advisors Financial Network, LLCWells Fargo Clearing Services, LLC$5004-12-2019
Keith Frederick FranceCetera Investment Services LLCBMO Harris Financial Advisors, Inc.$2504-05-2019
Michael Osborne JenkinsWells Fargo Clearing Services, LLCInfinex Investments, Inc.04-02-2019
Bradley Craig BrailRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$2503-18-2019
Gregory Scott ReynoldsRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC$15003-18-2019
Gregory Wayne AllenEdward JonesMorgan Stanley03-15-2019
Seth Nigel WilsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Daniel B ChancellorCetera Advisor Networks LLCSagePoint Financial, Inc.$1003-13-2019
Jill Annette DaileyRoyal Alliance Associates, Inc.OneAmerica Securities, Inc.$103-12-2019
Ryan W VeldhuizenCatalyzeCapstone Wealth Advisors, Inc.03-08-2019
Adrienne J HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1003-01-2019
Beau Beau HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Michael Bryan ReynoldsElevation Financial LLCPFS Investments Inc.02-20-2019
Matthew Raymond DoeringThurston Springer FinancialEdward Jones$2502-15-2019
Thomas Lee JamesCapital AnalystsQuestar Capital Corporation02-15-2019
Corey James CordrayFifth Third Securities, Inc.J.P. Morgan Securities LLC02-11-2019
Eric David Robinson Sr.Pruco Securities, LLC.LPL Financial LLC$2502-06-2019
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Showing 1 to 25 of 2,132 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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