Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark William ChamberlainCapFinancial Securities, LLC.First Allied Securities, Inc.$50005-12-2020
Kirk Lewis FutrellCapFinancial Securities, LLC.First Allied Securities, Inc.$15005-12-2020
Timothy James VerschureCapFinancial Securities, LLC.First Allied Securities, Inc.05-12-2020
Nicholas WaldingCapFinancial Securities, LLC.First Allied Securities, Inc.$10005-12-2020
Christopher James FrainCapFinancial Securities, LLC.First Allied Securities, Inc.05-12-2020
Cory Michael HelmbrechtCapFinancial Securities, LLC.First Allied Securities, Inc.05-12-2020
Brian Jay ReevesEdward JonesRaymond James Financial Services$2505-08-2020
Aaron AdcockCapFinancial Securities, LLC.First Allied Securities, Inc.$50005-06-2020
Kelly A. ShikanyCapFinancial Securities, LLC.First Allied Securities, Inc.$1005-06-2020
Thomas Francis Muldowney Jr.CapFinancial Securities, LLC.First Allied Securities, Inc.$2505-06-2020
Gerald Edward Mang Jr.CapFinancial Securities, LLC.First Allied Securities, Inc.$15005-06-2020
Timothy David RiceCapFinancial Securities, LLC.First Allied Securities, Inc.$50005-06-2020
Craig Edward DraperCapFinancial Securities, LLC.First Allied Securities, Inc.$50005-06-2020
Kristopher John HornyakCapFinancial Securities, LLC.First Allied Securities, Inc.05-06-2020
Alan Robert PriceThurston Springer FinancialEdward Jones04-24-2020
Sean Michael WolfeJ.P. Morgan Securities LLCSchwab Private Client Investment Advisory, Inc.04-17-2020
Deante ThompkinsThrivent Investment Management Inc.Northwestern Mutual Investment Services, LLC04-08-2020
Deanna R. ConerlyMerrill Lynch, Pierce, Fenner & Smith IncorporatedOneAmerica Securities, Inc.04-07-2020
Amanda Marie RossOneAmerica Securities, Inc.Packerland Brokerage Services, Inc.04-02-2020
Brett Matthew RamseyWaddell & ReedSheridan Road03-30-2020
Amy Marjorie O'BrienCetera Advisors LLCEdward Jones03-27-2020
Larry Wayne BennettSilver Oak Securities, IncorporatedPrivate Client Services, LLC$103-27-2020
Matthew GolliherCantella & Co., Inc.U.S. Bancorp Investments, Inc.03-24-2020
John W GlanderNorthwestern Mutual Investment Services, LLCCharles Schwab & Co., Inc.03-20-2020
Scott Addison GarrigusFinancial Engines Advisors L.L.C.PNC Investments03-20-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.