Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Craig C HuttonLPL Financial LLCFifth Third Securities, Inc.$10010-09-2020
Tayler Elizabeth RhodaMoney Concepts Capital CorpCharles Schwab & Co., Inc.10-09-2020
Donna HodgkinW&S Brokerage Services, Inc.Allstate Financial Services, LLC10-08-2020
Fred Debow Rice IIIJ.P. Morgan Securities LLCCharles Schwab & Co., Inc.10-02-2020
Neal Stone NorthcottC & J Wealth AdvisorsNorthwestern Mutual Investment Services, LLC10-01-2020
Adam James ElderAvantax Investment Services, Inc.ProEquities, Inc.09-30-2020
Andrew Kendall MillerCreative PlanningMiller Financial Management, LLC09-29-2020
Tony S ChoiCommonwealth Financial NetworkEdward Jones$15009-28-2020
Jennifer Marie SmithMerrill Lynch, Pierce, Fenner & Smith IncorporatedThe Huntington Investment Company09-25-2020
Lucas B PelfreyFidelity Brokerage Services LLCCharles Schwab & Co., Inc.09-24-2020
John Claybourne FrakesSanctuary Securities, Inc.UBS Financial Services Inc.09-18-2020
Celeste Reyes LunaSanctuary Securities, Inc.UBS Financial Services Inc.09-18-2020
Michael L HastingsEquitable Advisors, LLCMadison Avenue Securities, LLC09-18-2020
Stephen James SchugThe O.N. Equity Sales CompanyLincoln Investment$10009-14-2020
Keith Allen SaundersPark Avenue Securities LLCOneAmerica Securities, Inc.09-11-2020
Darren Craig HillSanctuary Securities, Inc.Morgan Stanley$5009-10-2020
Shawn Dewayne WormanKestra Investment Services, LLCLPL Financial LLC$10009-08-2020
Peter Timothy UihleinVincere Wealth Management, LLCRaymond James Financial Services, Inc.09-08-2020
Austin MillerProCourse Fiduciary Advisors, LLCEdward Jones09-03-2020
Austin Travis GriffinNorthwestern Mutual Investment Services, LLCWells Fargo Clearing Services, LLC09-02-2020
Dana Harris Wiltsey StallingsFirst Allied Securities, Inc.American Portfolios Financial Services, Inc.09-01-2020
Christian David McgillComprehensive Financial ConsultantsParkland Securities, LLC09-01-2020
Christine Nicole SwindellStifel, Nicolaus & Company, IncorporatedCharles Schwab & Co., Inc.08-31-2020
Tessa Alexandra KanapauxCetera Investment Services LLCFirst Command Brokerage Services, Inc.08-31-2020
Ross Edward PerkinsAmeriprise Financial Services, LLCUBS Financial Services Inc.$15008-28-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.