Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Eugene MartinCFG Wealth Management Services Inc1st Global Capital Corp.10-27-2015
Michael P. MccormickNational Planning Corporation1st Global Capital Corp.07-01-2015
Joseph Bart GianoliAmeriprise Financial Services, Inc.1st Global Capital Corp.12-05-2014
Robert NelsonRSM US Wealth Management LLC1st Source Corporation Investment Advisors, Inc.12-19-2014
Kevin Lewis JohnsonHighTower Securities, LLCAdvanced Equities, Inc.04-16-2012
Nathan Miles AndersonEdward JonesAIG Capital Services, Inc.$10011-07-2016
David Charles Michael LucterhandDavid A. Noyes & CompanyAkros Capital, LLC02-12-2015
David Wayne PleissLPL Financial LLCAllianz Life Financial Services, LLC01-30-2012
Gregory Scott HammerMerCap Securities LLCAllied Beacon Partners, Inc.$10011-09-2012
Scott Randall LueckeMerCap Securities LLCAllied Beacon Partners, Inc.$2511-09-2012
Jason Dimitri NicoloffChase Investment Services Corp.Allstate Distributors, L.L.C.04-13-2009
Timothy Michael AnneeOneAmerica Securities, Inc.Allstate Financial Services, LLC$110-25-2018
Michael Edward HarveyPruco Securities, LLC.Allstate Financial Services, LLC03-27-2017
GILBERT LANCE TALBERTForesters Equity Services, Inc.Allstate Financial Services, LLC07-12-2016
Lee Frederick McallisterAmeriprise Financial Services, Inc.Allstate Financial Services, LLC04-10-2015
Kelly Sue CavanaughW&S Brokerage Services, Inc.Allstate Financial Services, LLC07-07-2014
Lisa Faith BonnerJ.P. Morgan Securities LLCAllstate Financial Services, LLC10-31-2013
Andrew Phillip BlakleyParkland Securities, LLCAllstate Financial Services, LLC02-03-2012
Carl Alvin Nichols Jr.CFD Investments, Inc.Allstate Financial Services, LLC$103-03-2010
Darlene Kay ParadiseKey Investment Services LLCAllstate Financial Services, LLC07-14-2009
David Kerrin HurstThrivent Investment Management Inc.American Equity Investment Corporation12-13-2012
Cheryl Christine AveryThrivent Investment Management Inc.American Fidelity Securities, Inc.08-27-2013
Nicole Chamberlin McgoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Funds Distributors, Inc.10-29-2018
Todd Matthew ClarkAtlas Capital Management CorpAmerican Portfolios Financial Services, Inc.10-14-2015
Kevin Michael OlvaneyHarbour Investments, Inc.American Portfolios Financial Services, Inc.$5001-23-2015
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Showing 1 to 25 of 2,145 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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