Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Karen Sue BleschCommonwealth Financial Network1st Global Capital Corp.03-04-2019
Brian Eugene MartinCFG Wealth Management Services Inc1st Global Capital Corp.10-27-2015
Michael P. McCormickNational Planning Corporation1st Global Capital Corp.07-01-2015
Paul Allen KraftFrank & Kraft Wealth Coaching, Inc.1st Global Capital Corp.06-01-2015
Joseph Bart GianoliAmeriprise Financial Services, LLC1st Global Capital Corp.$5012-05-2014
Robert William NelsonRSM US Wealth Management LLC1st Source Corporation Investment Advisors, Inc.12-19-2014
Kevin Michael GrunawaltAmeritas Investment Company, LLC20/20 Capital Management, Inc07-11-2018
Adan Hererra DiazAmeritas Investment Company, LLC20/20 Capital Management, Inc07-11-2018
Gene Robert AustinTradingBlockAdirondack Trading Group LLC$10010-16-2015
Kevin Lewis JohnsonHighTower Securities, LLCAdvanced Equities, Inc.$2504-16-2012
Vernon Grant StewartJ. W. Cole Advisors, Inc.ADVANTAGE INVESTMENT MANAGEMENT, LLC09-17-2019
Nathan Miles AndersonEdward JonesAIG Capital Services, Inc.$10011-07-2016
David Charles Michael LucterhandSanctuary Securities, Inc.Akros Capital, LLC02-12-2015
Kevin Jay GrantAllegiance Wealth Management GroupAllegiance Wealth Management Group02-01-2016
David Wayne PleissLPL Financial LLCAllianz Life Financial Services, LLC01-30-2012
Gregory Scott HammerMerCap Securities, LLCAllied Beacon Partners, Inc.11-09-2012
Scott Randall LueckeMerCap Securities, LLCAllied Beacon Partners, Inc.11-09-2012
Jason Dimitri NicoloffChase Investment Services Corp.Allstate Distributors, L.L.C.04-13-2009
Michael Louis RichardtAsset Management Strategies, Inc.Allstate Financial Services, LLC01-01-2020
Gabrielle Suzanne LatulipW&S Brokerage Services, Inc.Allstate Financial Services, LLC06-19-2019
Douglas Allen BrackinOneAmerica Securities, Inc.Allstate Financial Services, LLC$1005-09-2019
Wayne Allen PiperOneAmerica Securities, Inc.Allstate Financial Services, LLC$2503-12-2019
Timothy Michael AnneeOneAmerica Securities, Inc.Allstate Financial Services, LLC10-25-2018
Michael Edward HarveyPruco Securities, LLC.Allstate Financial Services, LLC03-27-2017
Gilbert Lance TalbertFORESTERS EQUITY SERVICES, INC.Allstate Financial Services, LLC$5007-12-2016
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Showing 1 to 25 of 2,973 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.