Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Paul Allen KraftFrank & Kraft Wealth Coaching, Inc.1st Global Capital Corp.06-01-2015
Kevin Michael GrunawaltAmeritas Investment Company, LLC20/20 Capital Management, Inc07-11-2018
Adan Herrera DiazAmeritas Investment Company, LLC20/20 Capital Management, Inc07-11-2018
Vernon Grant StewartJ. W. Cole Advisors, Inc.ADVANTAGE INVESTMENT MANAGEMENT, LLC09-17-2019
Nathan M AndersonEdward JonesAIG Capital Services, Inc.11-07-2016
Gregory Scott HammerMerCap Securities, LLCAllied Beacon Partners, Inc.$10011-09-2012
Scott Randall LueckeMerCap Securities, LLCAllied Beacon Partners, Inc.$2511-09-2012
Scott Austin CarlsonParkland Securities, LLCAllstate Financial Advisors, LLC01-05-2012
Donna HodgkinW&S Brokerage Services, Inc.Allstate Financial Services, LLC10-08-2020
Michael Louis RichardtAsset Management Strategies, Inc.Allstate Financial Services, LLC01-01-2020
Douglas Allen BrackinOneAmerica Securities, Inc.Allstate Financial Services, LLC05-09-2019
Wayne Allen PiperOneAmerica Securities, Inc.Allstate Financial Services, LLC$2503-12-2019
Carl Alvin Nichols JrCFD Investments, Inc.Allstate Financial Services, LLC03-03-2010
David Kerrin HurstThrivent Investment Management Inc.American Equity Investment Corporation12-13-2012
Seth B StewartCenter Street Securities, Inc.American Equity Investment Corporation02-17-2012
Cheryl Christine AveryThrivent Investment Management Inc.American Fidelity Securities, Inc.08-27-2013
Nicole Chamberlin McGoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Funds Distributors, Inc.10-29-2018
Dana Harris Wiltsey StallingsFirst Allied Securities, Inc.American Portfolios Financial Services, Inc.09-01-2020
Kevin Michael OlvaneyHarbour Investments, Inc.American Portfolios Financial Services, Inc.01-23-2015
Frank L BowenAvantax Investment Services, Inc.American Portfolios Financial Services, Inc.01-08-2010
John Joseph EvanichATIS, IncAmerican Trust Investment Services, Inc.06-04-2009
Katrina M GeisJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC03-06-2020
James Kevin WaningerCommonwealth Financial NetworkAmeriprise Financial Services, LLC12-06-2019
David Andrew LaughlinLPL Financial LLCAmeriprise Financial Services, LLC$15011-19-2019
Dawn Michelle ElmoreLPL Financial LLCAmeriprise Financial Services, LLC11-19-2019
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Showing 1 to 25 of 1,755 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.