Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Eugene MartinCFG Wealth Management Services Inc1st Global Capital Corp.10-27-2015
Michael P. MccormickNational Planning Corporation1st Global Capital Corp.07-01-2015
Joseph Bart GianoliAmeriprise Financial Services, Inc.1st Global Capital Corp.12-05-2014
Robert NelsonRSM US Wealth Management LLC1st Source Corporation Investment Advisors, Inc.12-19-2014
Kevin Lewis JohnsonHighTower Securities, LLCAdvanced Equities, Inc.04-16-2012
Nathan Miles AndersonEdward JonesAIG Capital Services, Inc.$10011-07-2016
David Charles Michael LucterhandDavid A. Noyes & CompanyAkros Capital, LLC02-12-2015
David Wayne PleissLPL Financial LLCAllianz Life Financial Services, LLC01-30-2012
Gregory Scott HammerMerCap Securities LLCAllied Beacon Partners, Inc.$10011-09-2012
Scott Randall LueckeMerCap Securities LLCAllied Beacon Partners, Inc.$2511-09-2012
Jason Dimitri NicoloffChase Investment Services Corp.Allstate Distributors, L.L.C.04-13-2009
Timothy Michael AnneeOneAmerica Securities, Inc.Allstate Financial Services, LLC$110-25-2018
Michael Edward HarveyPruco Securities, LLC.Allstate Financial Services, LLC03-27-2017
GILBERT LANCE TALBERTForesters Equity Services, Inc.Allstate Financial Services, LLC07-12-2016
Lee Frederick McallisterAmeriprise Financial Services, Inc.Allstate Financial Services, LLC04-10-2015
Kelly Sue CavanaughW&S Brokerage Services, Inc.Allstate Financial Services, LLC07-07-2014
Lisa Faith BonnerJ.P. Morgan Securities LLCAllstate Financial Services, LLC10-31-2013
Andrew Phillip BlakleyParkland Securities, LLCAllstate Financial Services, LLC02-03-2012
Carl Alvin Nichols Jr.CFD Investments, Inc.Allstate Financial Services, LLC$103-03-2010
Darlene Kay ParadiseKey Investment Services LLCAllstate Financial Services, LLC07-14-2009
David Kerrin HurstThrivent Investment Management Inc.American Equity Investment Corporation12-13-2012
Cheryl Christine AveryThrivent Investment Management Inc.American Fidelity Securities, Inc.08-27-2013
Nicole Chamberlin McgoffMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmerican Funds Distributors, Inc.10-29-2018
Todd Matthew ClarkAtlas Capital Management CorpAmerican Portfolios Financial Services, Inc.10-14-2015
Kevin Michael OlvaneyHarbour Investments, Inc.American Portfolios Financial Services, Inc.$5001-23-2015
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Showing 1 to 25 of 2,151 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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