Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Kay CummingsJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Julia Ann SlatteryJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jasen L. HindersJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Shane Matthew KarshnerJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Christian A RojasJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Brandee Karmin TaylorJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Jenna N. McKeeJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
Donna Lee MaitlenJ.P. Morgan Securities LLCChase Investment Services Corp.10-01-2012
David W. PadgettNorthwestern Mutual Investment Services, LLCChase Investment Services Corp.09-04-2012
Trevor C. JohnsonPNC InvestmentsChase Investment Services Corp.03-22-2012
Lauren Carly BattistaAmeriprise Financial Services, Inc.Chase Investment Services Corp.$2501-27-2012
Aaron AdcockFirst Allied Securities, Inc.Chase Investment Services Corp.01-16-2012
Sylvia Ann BenjaminState Farm VP Management Corp.Chase Investment Services Corp.01-06-2012
Rodney Dewayne SmithFifth Third Securities, Inc.Chase Investment Services Corp.01-04-2012
Nancy Jane Breeding-EverhartFifth Third Securities, Inc.Chase Investment Services Corp.12-12-2011
Deborah Anne HansonBerthel, Fisher & Company Financial Services, Inc.Chase Investment Services Corp.12-09-2011
Amy Helene BlumerEdward JonesChase Investment Services Corp.05-19-2011
Melissa Jean BehrmanThe Huntington Investment CompanyChase Investment Services Corp.$2501-03-2011
Tania Lynn Campbell-CruserEdward JonesChase Investment Services Corp.12-01-2010
Christopher Lee BlancettVALIC Financial Advisors, Inc.Chase Investment Services Corp.09-03-2010
Michael William NaabPNC InvestmentsChase Investment Services Corp.07-26-2010
Annie Marie KruzelThe Huntington Investment CompanyChase Investment Services Corp.04-23-2010
Brian Douglas WilliamsJ.P. Morgan Securities LLCChase Investment Services Corp.08-16-2009
Stephen James SchugLincoln InvestmentCincinnati Analysts, Inc.$10006-01-2012
Steven Michael WylamLincoln InvestmentCincinnati Analysts, Inc.$10006-01-2012
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Showing 226 to 250 of 1,596 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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