Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Douglas WilliamsJ.P. Morgan Securities LLCChase Investment Services Corp.08-16-2009
Stephen James SchugLincoln InvestmentCincinnati Analysts, Inc.$10006-01-2012
Steven Michael WylamLincoln InvestmentCincinnati Analysts, Inc.$10006-01-2012
Thomas Michael DafnosLincoln InvestmentCincinnati Analysts, Inc.06-01-2012
Brent Tracy DunnLincoln InvestmentCincinnati Analysts, Inc.06-01-2012
Ronald L. HoweLincoln InvestmentCincinnati Analysts, Inc.06-01-2012
Thomas L. MayerLincoln InvestmentCincinnati Analysts, Inc.06-01-2012
Kimberly Rae GarrettEdward JonesCincinnati Analysts, Inc.09-10-2010
Douglas Edward BaimLPL Financial LLCCincinnati Analysts, Inc.$1005-17-2010
Drue Christopher AndersonJ.P. Morgan Securities LLCCitigroup Global Markets Inc.03-06-2018
William Bernard KelleyMorgan StanleyCitigroup Global Markets Inc.$20006-01-2009
James Robert SchraderMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Mark Bradley StoltzMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Richard Brian DeckardMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Louis Joseph FenoglioMorgan StanleyCitigroup Global Markets Inc.$15006-01-2009
Michael Edward WarrenMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Duane Leo CretinMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Linda Janel StanleyMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Gregory Allan StrintzMorgan StanleyCitigroup Global Markets Inc.$10006-01-2009
Joseph Richard KelleyMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Michael Edward FlemingMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
David Jeffrey GruesserMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
John Jocob O'DonnellMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Joseph Y. GiordanoMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
Bryan H. StapletonMorgan StanleyCitigroup Global Markets Inc.$5006-01-2009
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Showing 251 to 275 of 1,606 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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