Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
David John BrandvikRaymond James & Associates, Inc.Citigroup Global Markets Inc.$15005-15-2009
David Robert SlaughterRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10005-15-2009
Ulrich KoenigRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5005-15-2009
William Arlan Gray Jr.Raymond James & Associates, Inc.Citigroup Global Markets Inc.05-15-2009
Scott Alan BaileyRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-15-2009
Shawn Patrick TaylorRaymond James & Associates, Inc.Citigroup Global Markets Inc.05-15-2009
Steven Richard SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-16-2009
Johnelle Michael SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-16-2009
F. Cameron CefaliWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-16-2009
Scott David NoelWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-16-2009
Kenneth Eric BallengerWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Michael Anthony GrauWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
David Vaughan Scott Jr.Wells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Richard Jay HawkLPL Financial LLCCitigroup Global Markets Inc.$5001-26-2009
George Scott WrayWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-09-2009
John C. GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-09-2009
Harold Kenneth ReinkingRaymond James & Associates, Inc.Citigroup Global Markets Inc.01-09-2009
Jill Stallings GutreuterJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5001-02-2009
Jack PerryLPL Financial LLCCity Securities Corp.$5511-24-2015
Suzanne Marie MarshallStifel, Nicolaus & Company, IncorporatedCity Securities Corporation$25002-28-2017
Thomas Alan WelchStifel, Nicolaus & Company, IncorporatedCity Securities Corporation$15002-28-2017
John Cody MillerStifel, Nicolaus & Company, IncorporatedCity Securities Corporation$15002-28-2017
Leonard Eugene TannerStifel, Nicolaus & Company, IncorporatedCity Securities Corporation$15002-28-2017
Steve Louis PrattStifel, Nicolaus & Company, IncorporatedCity Securities Corporation$15002-28-2017
Kathy Francine DalyStifel, Nicolaus & Company, IncorporatedCity Securities Corporation$10502-28-2017
« Previous PageNext Page »

Showing 301 to 325 of 1,606 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | 13 | 14 | 15

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.