Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gregory James BrewerCornerstone Advisory, LLCCornerstone Financial Services, Inc.03-15-2018
Thomas Andrew KnippaCX Institutional, LLCCPF TEXAS10-16-2018
Christopher Joel LipperCX Institutional, LLCCPF TEXAS10-10-2018
Adam Barrett SpenceCX Institutional, LLCCPF TEXAS10-09-2018
John R LaughlinLaughlin Financial LLCCredit Suisse Securities (USA) LLC08-16-2012
Jeffery David JoyceElements Financial Services, LLCCROSS FINANCIAL SERVICES04-18-2018
Renee Cheryl StewartCFD Investments, Inc.CSSC Brokerage Services, Inc.12-03-2010
Leslie Robert MillerCFD Investments, Inc.CSSC Brokerage Services, Inc.12-03-2010
Michael Richard LobeckLPL Financial LLCCUNA Brokerage Services, Inc.12-21-2018
Paul M GaylerEdward JonesCUNA Brokerage Services, Inc.08-18-2017
Kent Allen WeigelState Farm VP Management Corp.CUNA Brokerage Services, Inc.03-14-2016
Allen Ray StoutLPL Financial LLCCUNA Brokerage Services, Inc.01-30-2012
Michael Scott OwensEdward JonesCUNA Brokerage Services, Inc.05-14-2010
Bruce Allen EvansLPL Financial LLCCUNA Brokerage Services, Inc.06-16-2009
Terry Roger CoxLPL Financial LLCCUNA Brokerage Services, Inc.06-16-2009
Jim B. WolfLPL Financial LLCCUNA Brokerage Services, Inc.06-16-2009
Jeffrey David OlbinaCUNA Brokerage Services, Inc.CUSO Financial Services, L.P.02-12-2016
Darwin Joseph LindseyLindsey Wealth ManagementCWM, LLC12-18-2014
Elizabeth CorrellRaymond JamesDavid A. Noyes10-08-2018
Kevin Michael McDougallThurston Springer FinancialDavid A. Noyes & Company$15005-31-2019
Elizabeth Ann CorrellRaymond James Financial Services, Inc.David A. Noyes & Company10-08-2018
Joseph Randall WesleyThurston Springer FinancialDavid A. Noyes & Company$5008-25-2018
John Anthony FranzRBC Capital Markets, LLCDavid A. Noyes & Company06-26-2017
Brian Christopher DoakLPL Financial LLCDavid A. Noyes & Company02-05-2016
John Thomas Wheeler IVCastle Investment Advisory, LLCDavid A. Noyes & Company01-07-2013
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Showing 376 to 400 of 1,614 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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