Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Edward MitchellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-01-2014
Nate Robert DutkoLPL Financial LLCAmeriprise Financial Services, Inc.$5003-27-2014
Andrew W YoungGalecki Financial Management IncAmeriprise Financial Services, Inc.02-27-2013
Patrick David McGoriskCore Wealth Consultants, LLCAmeriprise Financial Services, Inc.01-03-2013
Timothy John CliffordCore Wealth Consultants, LLCAmeriprise Financial Services, Inc.09-10-2012
Steven Daniel SpiveyCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.$1008-01-2011
Kevin Charles ColeVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.08-25-2010
Robert Max Decker Jr.Stifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.09-03-2009
Thomas Matthew GettySecurities America, Inc.Ameritas Investment Corp.02-27-2015
Brian L. NieuwlandtUSA Financial Securities CorporationAPW Capital, Inc.$15001-17-2018
Matthew Eric FryUSA Financial Securities CorporationAPW Capital, Inc.$12801-17-2018
David Ross StricklandFifth Third Securities, Inc.Asset Management Strategies, Inc.02-18-2014
Curtis RobertsonSecurities America, Inc.Aurora Securities$6009-22-2017
Derek Moises RobertsonSecurities America, Inc.Aurora Securities09-22-2017
Robert Wayne WillseyBison Creek AdvisorsAustin Financial Strategies, Inc.11-04-2015
Charles Gemmer, Adam Gemmer, Brent Gramman, Ronan MarraAmeriprise Financial Services, Inc.Axa Advisors$15002-01-2018
Jeremy F. LloydAmeriprise Financial Services, Inc.AXA Advisors, LLC02-28-2018
Ronan Scott MarraAmeriprise Financial Services, Inc.AXA Advisors, LLC$5002-01-2018
Charles Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Brent James GrammanAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Adam Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
David Gregory StittPark Avenue Securities LLCAXA Advisors, LLC08-01-2017
Arnold J StatonVALIC Financial Advisors, Inc.AXA Advisors, LLC06-28-2017
Michael Anthony ZahmVoya Financial Advisors, Inc.AXA Advisors, LLC11-18-2016
Ryan Jarrett SchaeferLincoln Financial Advisors CorporationAXA Advisors, LLC12-04-2014
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Showing 26 to 50 of 1,606 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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