Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Joseph EngelAusdal Financial Partners, Inc.AXA Advisors, LLC06-17-2010
John Stratton HettigerMML Investors Services, LLCAXA Advisors, LLC$2505-01-2009
Ryan Scott YocumCUNA Brokerage Services, Inc.Bankers Life Securities, Inc.09-12-2017
Daniel Clay Quinn Jr.Fifth Third Securities, Inc.BB&T Investment Services, Inc.07-25-2017
Mychal Vashon EaglesonAn Exceptional Life Financial, LLCBKD Wealth Advisors, LLC06-28-2017
Gregory A MoerchenQBOX Fiduciary Solutions, LLCBKM Wealth Management Group LLC04-29-2013
Keith Frederick FranceCetera Investment Services LLCBMO Harris Financial Advisors, Inc.$2504-05-2019
Gregory Lewis VayhingerPNC InvestmentsBMO Harris Financial Advisors, Inc.11-14-2018
Donna C. CaprettiFifth Third Securities, Inc.BMO Harris Financial Advisors, Inc.03-22-2018
Tricia L. DraegerOneAmerica Securities, Inc.BMO Harris Financial Advisors, Inc.10-17-2016
Susan Michelle JannGoelzer Investment ManagementBMO Harris Financial Advisors, Inc.06-03-2016
Matthew Garry RinglerLakeland Investment Advisors, LLC.BMO Harris Financial Advisors, Inc.09-21-2011
Lora Curley SykoraOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-02-2015
Joseph Michael WalbrunOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-02-2015
Kurt Robert MuellerOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-01-2015
Bernard Joseph GrassmannOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-01-2015
Steven Peter PalmerOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-01-2015
James Lee NeubauerOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-01-2015
Sharon Kane RentmeesterOneAmerica Securities, Inc.BMO Investment Distributors, LLC10-01-2015
Peter Gerard MackSecurities America, Inc.Brecek & Young Advisors, Inc.01-23-2009
Greg William WinterThurston Springer FinancialBroad Street Capital Markets, LLC09-07-2017
James Robert Endicott Jr.Thurston Springer FinancialBroad Street Capital Markets, LLC09-07-2017
Linda K. BrouilletteInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Anne Marie MolterInfinex Investments, Inc.Broker Dealer Financial Services Corp.10-11-2018
Scott Dale CarmonyLPL Financial LLCBroker Dealer Financial Services Corp.10-11-2018
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Showing 51 to 75 of 1,596 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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