Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dale John DriggsSigma Financial CorporationAmeriprise Financial Services, LLC$9411-07-2013
Andrew W YoungGalecki Financial Management IncAmeriprise Financial Services, LLC02-27-2013
Patrick David McgoriskCore Wealth Consultants, LLCAmeriprise Financial Services, LLC01-03-2013
Kevin A RushCambridge Investment Research, Inc.Ameriprise Financial Services, LLC01-02-2013
Timothy John CliffordCore Wealth Consultants, LLCAmeriprise Financial Services, LLC$2509-10-2012
Mistie Dawn TrameCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-12-2012
Steven Daniel SpiveyCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC$1308-01-2011
Robert Max Decker JrStifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, LLC$509-03-2009
Jeannie Lynn IlievskiTIAA-CREF Individual & Institutional Services, LLCAmeriprise Financial Services, LLC02-23-2009
Thomas Matthew GettySecurities America, Inc.Ameritas Investment Company, LLC02-27-2015
Alfred P LindstenUSA Financial Securities CorporationAPW Capital, Inc.$15001-17-2018
Brian Lee NieuwlandtUSA Financial Securities CorporationAPW Capital, Inc.$15001-17-2018
Matthew Eric FryUSA Financial Securities CorporationAPW Capital, Inc.$12801-17-2018
Nathan Allan SheltonUSA Financial Securities CorporationAPW Capital, Inc.01-17-2018
David Ross StricklandFifth Third Securities, Inc.Asset Management Strategies, Inc.02-18-2014
Jeffrey Alan MarwitzLincoln Financial Advisors CorporationAssociated Investment Services, Inc.07-31-2013
Curtis RobertsonSecurities America, Inc.Aurora Securities$6009-22-2017
Derek Moises RobertsonSecurities America, Inc.Aurora Securities09-22-2017
Robert Wayne WillseyBison Creek AdvisorsAustin Financial Strategies, Inc.11-04-2015
Mark G OlsenTeeple Wealth Management, LLCAvantax Advisory Services08-15-2017
Ronald AustinLPL Financial LLCAvantax Investment Services, Inc.$10901-19-2017
Andrew S WintersLPL Financial LLCAvantax Investment Services, Inc.06-30-2020
Ian Kenneth ClarkLPL Financial LLCAvantax Investment Services, Inc.06-30-2020
Matthew James BerryLPL Financial LLCAvantax Investment Services, Inc.05-29-2020
Richard Brian StewartAmerican Equity Investment CorporationAvantax Investment Services, Inc.$2504-29-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.