Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Scott Dale CarmonyLPL Financial LLCBroker Dealer Financial Services Corp.10-11-2018
Robert Hall LanePruco Securities, LLC.Brokers International Financial Services, LLC.05-17-2019
Gregory Richard ThompsonRBC Capital Markets, LLCBrokersXpress LLC05-09-2012
Matthew William HolbrookSkyview Capital ManagementCambridge Investment Research, Inc.02-01-2018
Deborah Lynn HelmerAusdal Financial Partners, Inc.Cambridge Investment Research, Inc.01-29-2018
Adam Frank CmejlaIntegrated Planning & Wealth Management, LLCCambridge Investment Research, Inc.02-21-2017
Brock Anthony WeaverHarbour Investments, Inc.Cambridge Investment Research, Inc.$2510-30-2015
Adam Bernard StrouseLPL Financial LLCCambridge Investment Research, Inc.$1011-08-2012
Kirk Jay DanielsAusdal Financial Partners, Inc.Cambridge Investment Research, Inc.$1002-08-2011
Jason Wayne BrewingtonLPL Financial LLCCambridge Investment Research, Inc.07-06-2010
Joseph A CatanzariteHarbour Investments, Inc.Capital Analysts11-09-2012
Ryan W VeldhuizenCatalyzeCapstone Wealth Advisors, Inc.03-08-2019
Sherri Beabout, David SharpLPL Financial LLCCetera$12010-23-2015
William Lynn BollingerLPL Financial LLCCetera Advisor Networks LLC$7212-04-2018
Thomas Joseph GrypLPL Financial LLCCetera Advisor Networks LLC12-04-2018
Michael Stanley DobrzynskiLPL Financial LLCCetera Advisor Networks LLC11-02-2018
Nelson Roy SchoonLPL Financial LLCCetera Advisor Networks LLC$1010-19-2018
Paul Anthony FrancoVoya Financial Advisors, Inc.Cetera Advisor Networks LLC07-08-2016
Cory Edmond MarlowRaymond James Financial Services, Inc.Cetera Advisor Networks LLC03-02-2015
Clifford John YorkCWM, LLCCetera Advisor Networks LLC01-15-2015
Bradley Allen DillonCWM, LLCCetera Advisor Networks LLC10-09-2013
Thomas Joseph SponselPark Avenue Securities LLCCetera Advisor Networks LLC05-09-2012
Darin Dean ArchboldLarson Financial Securities, LLCCetera Advisor Networks LLC07-15-2010
Christopher William JanotaCambridge Investment Research, Inc.Cetera Advisors LLC01-07-2019
Joseph John MandujanoCUNA Brokerage Services, Inc.Cetera Advisors LLC01-12-2018
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Showing 76 to 100 of 1,606 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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