Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Danielle Carlene PhillipLincoln Financial Advisors CorporationCetera Advisors LLC04-09-2017
Edward Lee GunnellGunnell FinancialCetera Advisors LLC12-08-2016
Bruce Allen CainFounders Financial Securities LLCCetera Advisors LLC09-06-2016
Matthew LonglandSecurities America, Inc.Cetera Advisors LLC08-02-2016
Howard Clinton YoungSagePoint Financial, Inc.Cetera Financial Specialists LLC$1509-20-2016
Susan R. FritzCFD Investments, Inc.Cetera Financial Specialists LLC05-08-2014
Vernon Douglas Isaacs IIIEdward JonesCetera Investment Services LLC09-06-2019
Brendon John PetersPNC InvestmentsCetera Investment Services LLC$1605-31-2019
Robert LanePNC InvestmentsCetera Investment Services LLC12-18-2018
Matthew GolliherU.S. Bancorp Investments, Inc.Cetera Investment Services LLC02-13-2018
Loren David Cunnington Jr.Wells Fargo Clearing Services, LLCCetera Investment Services LLC$5001-04-2018
Brian D. LibichVoya Financial Advisors, Inc.Cetera Investment Services LLC09-13-2016
Jeremy Dale SwongerWells Fargo Advisors Financial Network, LLCCetera Investment Services LLC06-16-2016
Jeremy Wayne PaytonEdward JonesCetera Investment Services LLC01-04-2016
Jennifer Marie SmithThe Huntington Investment CompanyCetera Investment Services LLC12-04-2015
David M. SharpLPL Financial LLCCetera Investment Services LLC10-29-2015
Sherri Renee BeaboutLPL Financial LLCCetera Investment Services LLC10-23-2015
Jennifer Miller WilkersonRaymond James Financial Services, Inc.Cetera Investment Services LLC$1010-15-2015
Mitchell T. WolfeJ.P. Morgan Securities LLCCetera Investment Services LLC05-06-2013
Robert Francis NicholasLPL Financial LLCCetera Investment Services LLC12-04-2012
Kevin Thomas NollLPL Financial LLCCetera Investment Services LLC12-04-2012
Alex Michael KneppLPL Financial LLCCetera Investment Services LLC10-06-2009
Steven Douglas SandkuhlerAmeriprise Financial Services, Inc.Cetera Investment Services LLC04-24-2009
Jeffrey Wayne TooleyJ.J.B. Hilliard, W.L. Lyons, LLCCetera Investment Services LLC01-16-2009
Martin Charles TerryCUNA Brokerage Services, Inc.CFD Investments, Inc.10-09-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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