Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kevin Michael McDougallWells Fargo Clearing Services, LLCAXA Advisors, LLC$1003-19-2013
Brent James GrammanAXA Advisors, LLCAXA Advisors, LLC03-22-2012
Robert Joseph EngelAusdal Financial Partners, Inc.AXA Advisors, LLC06-17-2010
Clifford Kangsuk KimOneAmerica Securities, Inc.AXA Advisors, LLC$5004-01-2010
John Stratton HettigerMML Investors Services, LLCAXA Advisors, LLC$2505-01-2009
Eric W BlackburnCity Securities CorporationAXA Distributors, LLC06-27-2014
Matthew FleckProCourse Fiduciary Advisors, LLCAxia Advisory03-22-2019
Michael Steven HollyCharles Schwab & Co., Inc.B. Riley Wealth Management07-24-2017
Micael Amaru FoisVirtue Wealth Counsel, LLCBankers Life Securities, Inc.01-31-2019
Ryan Scott YocumCUNA Brokerage Services, Inc.Bankers Life Securities, Inc.09-12-2017
Mathew FletcherAmerican Equity Investment CorporationBankers Life Securities, Inc.08-22-2017
Daniel Clay Quinn Jr.Fifth Third Securities, Inc.BB&T Investment Services, Inc.07-25-2017
Brian Daniel HaehlWells Fargo Advisors Financial Network, LLCBB&T Investment Services, Inc.12-02-2016
Kelley Brian OrrLincoln Financial Advisors CorporationBB&T Investment Services, Inc.07-22-2011
David Alan LehuquetOneAmerica Securities, Inc.BBVA Securities Inc.01-23-2017
Vicente Quiros RomeroBeacon Investment ManagementBeacon Investment Management01-17-2019
Trina Lynne HannerOneAscent Financial Services LLCBeacon Wealth Consultants, Inc.11-01-2017
Gail S GillWorley Erhart-Graves Financial Advisors, Inc.Beck Financial Strategies, Inc.$5011-23-2016
Charlotte LippertCharlotte Lippert Wealth ManagementBedel Financial Consulting Inc02-06-2012
Jan L. McCullochW&S Brokerage Services, Inc.Berthel, Fisher & Company Financial Services, Inc.10-02-2013
Beth Allison BoylanAvalon Wealth Advisory, Inc.BKD Wealth Advisors, LLC08-29-2019
Charlsie AshlockColumn Capital Advisors, LLCBKD Wealth Advisors, LLC12-04-2018
Mychal Vashon EaglesonAn Exceptional Life Financial, LLCBKD Wealth Advisors, LLC06-28-2017
Gregory Allen MoerchenQBOX Fiduciary Solutions, LLCBKM Wealth Management Group LLC04-29-2013
Stephanie Ann PhillipsCharles Schwab & Co., Inc.BMO Capital Markets GKST Inc.05-29-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.