Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Clay Jordan BrooksAbound Wealth StrategiesInternational Assets Advisory, LLC01-21-2020
Eric C GarrardAdvisory Services NetworkUvest Financial Services Group, Inc.06-01-2011
Nathan James BargerAE Wealth Management, LLCCoreCap Investments, LLC01-15-2020
Richard Lee RunestadAE Wealth Management, LLCCoreCap Advisors01-14-2020
Edward Anthony BailsAE Wealth Management, LLCSecurities America, Inc.$5009-24-2019
James Stephen BoysAE Wealth Management, LLCCFD Investments, Inc.08-01-2018
Amy Lynn BergstromAE Wealth Management, LLCSunRift Capital Partners LLC01-06-2017
SAMUEL Ross WALKERAffinity Financial - The Walker Group LLCNorthwestern Mutual Investment Services, LLC03-01-2017
John Colby AndersonAFP Group, LLCOneAmerica Securities, Inc.07-23-2012
Erick KeirnAllstate Financial Services, LLCThrivent Investment Management Inc.11-21-2019
Kent Edmund SipeAllstate Financial Services, LLCPruco Securities, LLC.01-08-2019
Joseph H StoutAllstate Financial Services, LLCW&S Brokerage Services, Inc.09-21-2016
Thomas Harris JonesAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2015
John Anthony BallewAllstate Financial Services, LLCFifth Third Securities, Inc.$2501-15-2014
John Robert HarvesterAllstate Financial Services, LLCHorace Mann Investors, Inc.06-06-2012
Vincent E MooreAllstate Financial Services, LLCState Farm VP Management Corp.10-21-2010
Mark Franklin SchwitzAllstate Financial Services, LLCPruco Securities, LLC.$5007-22-2010
Michael Richard SchultzAllstate Financial Services, LLCMetLife Securities Inc.10-13-2009
James Patrick ClementsAllstate Financial Services, LLCState Farm VP Management Corp.01-16-2009
Richard Brian StewartAmerican Equity Investment CorporationAvantax Investment Services, Inc.$2504-29-2020
Jerry Lee SteeleAmerican Equity Investment CorporationForesters Equity Services, Inc.10-04-2018
George Edward Boyer JrAmerican Equity Investment CorporationTradingBlock01-04-2018
Mathew FletcherAmerican Equity Investment CorporationBankers Life Securities, Inc.08-22-2017
Robert D BayAmerican Equity Investment CorporationNational Planning Corporation08-04-2017
James Steven HammondAmerican Equity Investment CorporationFifth Third Securities, Inc.04-06-2017
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Showing 1 to 25 of 1,755 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.