Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel R. WalkerAffinity Financial - The Walker Group LLCNorthwestern Mutual Investment Services, LLC03-01-2017
John Colby AndersonAFP Group, LLCOneAmerica Securities, Inc.07-23-2012
Kent Edmund SipeAllstate Financial Services, LLCPruco Securities, LLC.01-08-2019
Donna Lynn PetriAllstate Financial Services, LLCMML Investors Services, LLC08-24-2017
Clark Allen AndersonAllstate Financial Services, LLCForesters Equity Services, Inc.11-17-2016
Joseph H. StoutAllstate Financial Services, LLCW&S Brokerage Services, Inc.09-21-2016
Thomas Harris JonesAllstate Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1011-06-2015
John Joseph KlossAllstate Financial Services, LLCPNC Investments01-05-2015
John Charles VasuAllstate Financial Services, LLCSaybrus Equity Services, LLC09-15-2014
John Anthony BallewAllstate Financial Services, LLCFifth Third Securities, Inc.01-15-2014
Mark Andrew CubicAllstate Financial Services, LLCSignator Investors, Inc.12-10-2013
John Robert HarvesterAllstate Financial Services, LLCHorace Mann Investors, Inc.06-06-2012
Vincent E. MooreAllstate Financial Services, LLCState Farm VP Management Corp.10-21-2010
Mark Franklin SchwitzAllstate Financial Services, LLCPruco Securities, LLC.07-22-2010
Michael Richard SchultzAllstate Financial Services, LLCMetLife Securities Inc.10-13-2009
James Patrick ClementsAllstate Financial Services, LLCState Farm VP Management Corp.01-16-2009
Jerry Lee SteeleAmerican Equity Investment CorporationForesters Equity Services, Inc.$5010-04-2018
Anthony Peter MarinoAmerican Equity Investment CorporationFortune Financial Services, Inc.12-08-2017
Timothy Wakefield BarnumAmerican Equity Investment CorporationThurston Springer Financial07-07-2015
David Allen Gandolph Jr.American Fidelity Securities, Inc.Mutual Service Corporation05-04-2009
Dana Harris Wiltsey StallingsAmerican Portfolios Financial Services, Inc.New England Securities$5008-08-2012
Roger Terry PrentaAmerican Trust Investment Services, Inc.LaSalle St. Securities, LLC$1004-01-2014
Gary Edward BidzinskiAmerican Trust Investment Services, Inc.LaSalle St. Securities, LLC$2506-07-2013
James Robert BuiterAmerican Trust Investment Services, Inc.National Securities Corporation$1004-01-2013
Benjamin Riley BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-16-2019
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Showing 1 to 25 of 1,614 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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