Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Rita J. FultzStifel, Nicolaus & Company, IncorporatedWells Fargo Clearing Services, LLC06-04-2009
Jacob Lawrence FedorRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$2506-08-2009
Jana Lynn KastleRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2506-12-2009
Bruce Allen EvansLPL Financial LLCCUNA Brokerage Services, Inc.06-16-2009
Terry Roger CoxLPL Financial LLCCUNA Brokerage Services, Inc.06-16-2009
Jim B. WolfLPL Financial LLCCUNA Brokerage Services, Inc.06-16-2009
Roy Kevin WilliamsStifel, Nicolaus & Company, IncorporatedMorgan Stanley06-17-2009
Adam Wade AllenRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC$5006-19-2009
Allen Fredrick LoechnerWells Fargo Clearing Services, LLCCommonwealth Financial Network$10006-23-2009
Edward Joseph VillanyiMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$15006-25-2009
Randy Alvin CoxFarmers Financial Solutions, LLCCharles Schwab & Co., Inc.$10006-25-2009
Jerry Lee Cary Jr.LPL Financial LLCEdward Jones06-30-2009
Charles Allen HensleyRaymond James & Associates, Inc.Morgan Stanley$15007-02-2009
Theodore M WillerRaymond James & Associates, Inc.Morgan Stanley$15007-02-2009
Scott Lee MingsRaymond James & Associates, Inc.Morgan Stanley$10007-02-2009
Scott David ThiemeEdward JonesNorthwestern Mutual Investment Services, LLC07-06-2009
Rhys A HeltRBC Capital Markets, LLCWells Fargo Clearing Services, LLC$10007-23-2009
Joel Sanford SingerRaymond James & Associates, Inc.Morgan Stanley$5007-24-2009
Martin Edwin JamesWorld Equity Group, Inc.INVEST Financial Corporation$2508-03-2009
Ritchie Lynn HoffmanBerthel, Fisher & Company Financial Services, Inc.Park Avenue Securities LLC08-03-2009
Brian Douglas WilliamsJ.P. Morgan Securities LLCChase Investment Services Corp.08-16-2009
Channing Frederick MitzellCrown Capital Securities, L.P.Waterstone Financial Group, Inc.08-18-2009
Douglas Robert SweetCharter Advisory CorporationMutual Service Corporation08-27-2009
Randall Eugene HarrisonCharter Advisory CorporationMutual Service Corporation08-27-2009
Michael Dean ReedMML Investors Services, LLCNYLIFE Securities LLC09-01-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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