Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Armando J EspinozaMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-01-2009
Gabriel Marshall CampbellChase Investment Services Corp.Edward Jones01-01-2009
John David PerryMorgan Stanley & Co. IncorporatedJ.P. Morgan Securities LLC01-01-2009
Jill Stallings GutreuterJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5001-02-2009
Patrick Lamar FitzgeraldAmeritas Investment Corp.Equity Services, Inc.$20001-05-2009
Charles E PikeCetera Investment Services LLCRaymond James Financial Services, Inc.01-09-2009
George Scott WrayWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15001-09-2009
Harold Kenneth ReinkingRaymond James & Associates, Inc.Citigroup Global Markets Inc.$10001-09-2009
John C. GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$2501-09-2009
Paul Andrew LyonsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-09-2009
Richard Allen GajdosRaymond James & Associates, Inc.Citigroup Global Markets Inc.01-09-2009
Mark Andrew CubicWells Fargo Investments, LLCFifth Third Securities, Inc.01-12-2009
Kristina Murphy EnglishTriad Advisors LLCPruco Securities, LLC.01-13-2009
Kyle Robert WeathersNatcity Investments, Inc.Waddell & Reed01-15-2009
Brendon Christopher HarbronUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Daniel Paul ChillemiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
David Walter BartzUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
James Patrick ClementsAllstate Financial Services, LLCState Farm VP Management Corp.01-16-2009
Jeffery David FierceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-16-2009
Jeffrey Wayne TooleyJ.J.B. Hilliard, W.L. Lyons, LLCCetera Investment Services LLC$1,00001-16-2009
Joseph Paul GoebelRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$5001-16-2009
Nicoli Gay GroveAmeriprise Financial Services, Inc.Fifth Third Securities, Inc.01-16-2009
Ruth Ellen SpringerRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$10001-16-2009
Thomas James SvenstrupAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Tom Harry HornakAmeriprise Financial Services, Inc.Fifth Third Securities, Inc.01-16-2009
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Showing 1 to 25 of 2,147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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