Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gabriel Marshall CampbellChase Investment Services Corp.Edward Jones$2501-01-2009
Armando J EspinozaMorgan Stanley & Co. LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-01-2009
John David PerryMorgan Stanley & Co. IncorporatedJ.P. Morgan Securities LLC01-01-2009
Jill Stallings GutreuterJ.J.B. Hilliard, W.L. Lyons, LLCCitigroup Global Markets Inc.$5001-02-2009
Jon Erin ShortThe Huntington Investment CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated$2501-05-2009
Patrick Lamar FitzgeraldAmeritas Investment Company, LLCEquity Services, Inc.01-05-2009
Charles Thomas ShearmanProspero Financial Planning, LLCProspero Financial Planning, LLC01-06-2009
Charles E. PikeCetera Investment Services LLCRaymond James Financial Services, Inc.01-09-2009
Richard Allen GajdosRaymond James & Associates, Inc.Citigroup Global Markets Inc.$5001-09-2009
Harold Kenneth ReinkingRaymond James & Associates, Inc.Citigroup Global Markets Inc.01-09-2009
John C. GarciaMerrill Lynch, Pierce, Fenner & Smith IncorporatedCitigroup Global Markets Inc.$5001-09-2009
George Scott WrayWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-09-2009
Paul Andrew LyonsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-09-2009
Mark Andrew CubicWells Fargo Investments, LLCFifth Third Securities, Inc.01-12-2009
Kristina Murphy EnglishTriad Advisors LLCPruco Securities, LLC.01-13-2009
Kyle Robert WeathersNatcity Investments, Inc.Waddell & Reed$1001-15-2009
Katie J. ReevesKey Investment Services LLCNatcity Investments, Inc.01-15-2009
Thomas James SvenstrupAmeriprise Financial Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
Tom Harry HornakAmeriprise Financial Services, LLCFifth Third Securities, Inc.$2501-16-2009
Jeffery David FierceLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-16-2009
James Patrick ClementsAllstate Financial Services, LLCState Farm VP Management Corp.01-16-2009
Jeffrey Wayne TooleyJ.J.B. Hilliard, W.L. Lyons, LLCCetera Investment Services LLC01-16-2009
Ruth Ellen SpringerRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated01-16-2009
Joseph Paul GoebelRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$2501-16-2009
Willard James WarwickRaymond James & Associates, Inc.Robert W. Baird & Co. Incorporated$15001-16-2009
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Showing 1 to 25 of 3,005 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.