Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mitchell Lloyd HardinMoney Man MitchLPL Financial LLC07-02-2019
Clay Hardin JacksonDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
John Patrick PolingDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Natalie Mae PeiCetera Investment Services LLCForesters Advisory Services, LLC06-20-2019
Stephen T. ReisingLPL Financial LLCWaddell & Reed06-07-2019
Russell FordWayfinder Financial LLCMML Investors Services, LLC05-10-2019
Michael Anthony TavelTavel Insurance & Financial Services, LLCLPL Financial LLC04-24-2019
Jason Keith WilliamsCornerstone Wealth PartnersThurston Springer Financial04-15-2019
Michael Osborne JenkinsWells Fargo Clearing Services, LLCInfinex Investments, Inc.04-02-2019
Gregory Wayne AllenEdward JonesMorgan Stanley03-15-2019
Seth Nigel WilsonEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated03-15-2019
Ryan W VeldhuizenCatalyzeCapstone Wealth Advisors, Inc.03-08-2019
Beau Beau HartUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated03-01-2019
Michael Bryan ReynoldsElevation Financial LLCPFS Investments Inc.02-20-2019
Thomas Lee JamesCapital AnalystsQuestar Capital Corporation02-15-2019
Corey James CordrayFifth Third Securities, Inc.J.P. Morgan Securities LLC02-11-2019
Devlin Adam ThompsonThe Lifter's AdvisorRoyal Alliance Associates, Inc.02-01-2019
Michael Wayne ReynoldsEdward JonesPruco Securities, LLC.02-01-2019
Benjamin Riley BryanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-16-2019
Ryan Patrick MabryMabry Wealth Management, LLCEdward Jones01-15-2019
Tiffany Rae BrumbaughLPL Financial LLCJ.P. Morgan Securities LLC01-14-2019
Robert LanePNC InvestmentsCetera Investment Services LLC12-18-2018
Derek Andrew WilsonRaymond James Financial Services, Inc.LPL Financial LLC12-12-2018
Tod Daniel LashwayOneAmerica Securities, Inc.Park Avenue Securities LLC12-05-2018
Thomas Joseph GrypLPL Financial LLCCetera Advisor Networks LLC12-04-2018
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Showing 1 to 25 of 2,147 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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