Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Results filtered by


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael BenefieldTrustmont Financial Group, Inc.Voya Financial Advisors, Inc.10-01-2019
Charles A. VergaraLPL Financial LLCMidwestern Securities Trading Company, LLC09-30-2019
James E. BaltzersenCetera Advisor Networks LLCSummit Brokerage Services, Inc.09-20-2019
Gregory Brian VanwinkleCabot Lodge Securities LLCIFS Securities09-19-2019
Jeremy F. LloydOneAmerica Securities, Inc.Ameriprise Financial Services, Inc.09-17-2019
Dennis Kelly DawsonParkland Securities, LLCCFD Investments, Inc.09-16-2019
William David BrutusRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC09-06-2019
Vernon Douglas Isaacs IIIEdward JonesCetera Investment Services LLC09-06-2019
Joni Sue CowanCalton & Associates, Inc.Securities America, Inc.08-15-2019
Melvin JacobsonLPL Financial LLCRaymond James Financial Services08-12-2019
Larry Landon CoyleBerthel, Fisher & Company Financial Services, Inc.Sandlapper Securities, LLC07-15-2019
Scott Allen PedersonHarmony Wealth Management LLCCharles Schwab & Co., Inc.07-12-2019
Matthew Antonio PostellJ.P. Morgan Securities LLCTD Ameritrade, Inc.07-11-2019
Billy Burgin Jr.OnTrak Advisors IncThe Huntington Investment Company07-09-2019
Mitchell Lloyd HardinMoney Man MitchLPL Financial LLC07-02-2019
Gerald Wayne Childs Sr.W&S Brokerage Services, Inc.Pruco Securities, LLC.07-01-2019
Daniel MaloneyThurston Springer FinancialEdward Jones06-26-2019
Clay Hardin JacksonDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
John Patrick PolingDavid A. Noyes & CompanyMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
Natalie Mae PeiCetera Investment Services LLCForesters Financial Services, Inc.06-20-2019
William Dale RobertsonLPL Financial LLCAmeriprise Financial Services, Inc.06-17-2019
Stephen T. ReisingLPL Financial LLCWaddell & Reed06-07-2019
Kelly Sue CavanaughFifth Third Securities, Inc.LPL Financial LLC05-30-2019
Timothy M WilsonVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.05-28-2019
Scott Malcolm WhartonThurston Springer FinancialMML Investors Services, LLC05-23-2019
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Showing 1 to 25 of 1,606 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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