Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy F. LloydAmeriprise Financial Services, Inc.AXA Advisors, LLC02-28-2018
Ronan Scott MarraAmeriprise Financial Services, Inc.AXA Advisors, LLC$5002-01-2018
Charles Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Brent James GrammanAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
Adam Perry GemmerAmeriprise Financial Services, Inc.AXA Advisors, LLC02-01-2018
David Gregory StittPark Avenue Securities LLCAXA Advisors, LLC08-01-2017
Arnold J StatonVALIC Financial Advisors, Inc.AXA Advisors, LLC06-28-2017
Michael Anthony ZahmVoya Financial Advisors, Inc.AXA Advisors, LLC11-18-2016
Ryan Jarrett SchaeferLincoln Financial Advisors CorporationAXA Advisors, LLC12-04-2014
Timothy ClaryJ.P. Morgan Securities LLCAXA Advisors, LLC06-23-2014
Robert Joseph EngelAusdal Financial Partners, Inc.AXA Advisors, LLC06-17-2010
John Stratton HettigerMML Investors Services, LLCAXA Advisors, LLC$2505-01-2009

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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