Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy F. LloydOneAmerica Securities, Inc.Ameriprise Financial Services, Inc.09-17-2019
William Dale RobertsonLPL Financial LLCAmeriprise Financial Services, Inc.06-17-2019
Timothy M WilsonVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.05-28-2019
Pauletta M. RistThurston Springer FinancialAmeriprise Financial Services, Inc.05-23-2019
Erik William BrennerHilltop Wealth SolutionsAmeriprise Financial Services, Inc.01-30-2018
Bryan David PalonisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$10012-01-2017
Thomas William DavisRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$15010-23-2017
Thomas Lyn FooteRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$10010-23-2017
David Clark ConlonRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$2510-23-2017
Theodore Hubert JarvisRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-23-2017
Brian Charles OsnerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-23-2017
Zachary Stephan ChaviraDonaldson Capital Management LLCAmeriprise Financial Services, Inc.10-17-2017
Tyler William HaireMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.05-08-2017
Kane Karl BrolinCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$5010-31-2014
Joseph Edward MitchellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.10-01-2014
Nate Robert DutkoLPL Financial LLCAmeriprise Financial Services, Inc.$5003-27-2014
Andrew W YoungGalecki Financial Management IncAmeriprise Financial Services, Inc.02-27-2013
Patrick David McGoriskCore Wealth Consultants, LLCAmeriprise Financial Services, Inc.01-03-2013
Timothy John CliffordCore Wealth Consultants, LLCAmeriprise Financial Services, Inc.09-10-2012
Steven Daniel SpiveyCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.$1008-01-2011
Kevin Charles ColeVALIC Financial Advisors, Inc.Ameriprise Financial Services, Inc.08-25-2010
Robert Max Decker Jr.Stifel, Nicolaus & Company, IncorporatedAmeriprise Financial Services, Inc.09-03-2009

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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