Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Nicoli Gay GroveAmeriprise Financial Services, Inc.Ameriprise Financial Services, Inc.$50001-16-2009
Charles Gemmer, Adam Gemmer, Brent Gramman, Ronan MarraAxa AdvisorsAmeriprise Financial Services, Inc.$15002-01-2018
Ziv OhelCFD Investments, Inc.Ameriprise Financial Services, Inc.$18511-28-2016
Kenneth Eric FritzChase Investment Services Corp.Ameriprise Financial Services, Inc.$50010-01-2009
Laura Holly Rozek-DillChase Investment Services Corp.Ameriprise Financial Services, Inc.08-18-2009
Lauren Battista DoodemanChase Investment Services Corp.Ameriprise Financial Services, Inc.$10007-06-2009
Amanda Jo OakleyCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50009-16-2015
Kane Karl BrolinCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50010-31-2014
Patrick David McGoriskCore Wealth Consultants, LLCAmeriprise Financial Services, Inc.01-03-2013
Timothy John CliffordCore Wealth Consultants, LLCAmeriprise Financial Services, Inc.09-10-2012
Steven Daniel SpiveyCUNA Brokerage Services, Inc.Ameriprise Financial Services, Inc.$10008-01-2011
Zachary Stephan ChaviraDonaldson Capital Management LLCAmeriprise Financial Services, Inc.10-17-2017
Eric Thomas HigdonEdward JonesAmeriprise Financial Services, Inc.09-14-2018
Derrick T. WellsEdward JonesAmeriprise Financial Services, Inc.$10307-17-2015
Christopher James FrainFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.$10008-19-2013
Debra Lee PowellForesters Financial Services, Inc.Ameriprise Financial Services, Inc.04-01-2009
Andrew W YoungGalecki Financial Management IncAmeriprise Financial Services, Inc.02-27-2013
Angie Messer, Greg RustHilliard LyonsAmeriprise Financial Services, Inc.$18212-14-2018
William Lee DavisHilltop Wealth SolutionsAmeriprise Financial Services, Inc.03-02-2018
Matthew David AurenzHilltop Wealth SolutionsAmeriprise Financial Services, Inc.01-31-2018
Erik William BrennerHilltop Wealth SolutionsAmeriprise Financial Services, Inc.01-30-2018
Radcliffe Robert DalyIFS SecuritiesAmeriprise Financial Services, Inc.$50003-12-2014
Dawn Michelle ElmoreLPL Financial LLCAmeriprise Financial Services, Inc.11-19-2019
Daniel Alan ShepardLPL Financial LLCAmeriprise Financial Services, Inc.11-19-2019
Edward Wall OchoaLPL Financial LLCAmeriprise Financial Services, Inc.06-25-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.