Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Amanda Jo OakleyCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50009-16-2015
Amy Jo BouchiePrivate Advisor Group, LLCAmeriprise Financial Services, Inc.05-21-2013
Andrew W YoungGalecki Financial Management IncAmeriprise Financial Services, Inc.02-27-2013
Angie Messer, Greg RustHilliard LyonsAmeriprise Financial Services, Inc.$18212-14-2018
Brian Charles OsnerRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.10-23-2017
Bryan David PalonisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$10012-01-2017
Charles Gemmer, Adam Gemmer, Brent Gramman, Ronan MarraAxa AdvisorsAmeriprise Financial Services, Inc.$15002-01-2018
Christopher James FrainFirst Allied Securities, Inc.Ameriprise Financial Services, Inc.$10008-19-2013
Daniel Alan ShepardLPL Financial LLCAmeriprise Financial Services, Inc.11-19-2019
David Clark ConlonRaymond James Financial Services, Inc.Ameriprise Financial Services, Inc.$25010-23-2017
Dawn Michelle ElmoreLPL Financial LLCAmeriprise Financial Services, Inc.11-19-2019
Debra Lee PowellForesters Financial Services, Inc.Ameriprise Financial Services, Inc.04-01-2009
Derrick T. WellsEdward JonesAmeriprise Financial Services, Inc.$10307-17-2015
Devin Charles AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.06-05-2019
Edward Dana BeanPruco Securities, LLC.Ameriprise Financial Services, Inc.06-20-2019
Edward Wall OchoaLPL Financial LLCAmeriprise Financial Services, Inc.06-25-2019
Eric Thomas HigdonEdward JonesAmeriprise Financial Services, Inc.09-14-2018
Erik William BrennerHilltop Wealth SolutionsAmeriprise Financial Services, Inc.01-30-2018
Gary G Bouch Jr.Waddell & ReedAmeriprise Financial Services, Inc.$50004-19-2013
Jacqueline Kay ArmstrongMorgan StanleyAmeriprise Financial Services, Inc.10-14-2016
Jason Robert AndrewsParkland Securities, LLCAmeriprise Financial Services, Inc.$10008-08-2014
Jeremy F. LloydOneAmerica Securities, Inc.Ameriprise Financial Services, Inc.$10009-13-2019
Joseph Edward MitchellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, Inc.$10010-01-2014
Kane Karl BrolinCommonwealth Financial NetworkAmeriprise Financial Services, Inc.$50010-31-2014
Kenneth Eric FritzOneAmerica Securities, Inc.Ameriprise Financial Services, Inc.$50005-22-2019
Next Page »

Showing 1 to 25 of 52 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.