Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David Lowell HardacreCambridge Investment Research, Inc.Ameriprise Financial Services, LLC$5011-13-2014
Kevin A RushCambridge Investment Research, Inc.Ameriprise Financial Services, LLC01-02-2013
Mistie Dawn TrameCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-12-2012
James Kevin WaningerCommonwealth Financial NetworkAmeriprise Financial Services, LLC12-06-2019
Kane Karl BrolinCommonwealth Financial NetworkAmeriprise Financial Services, LLC10-31-2014
Patrick David McgoriskCore Wealth Consultants, LLCAmeriprise Financial Services, LLC01-03-2013
Timothy John CliffordCore Wealth Consultants, LLCAmeriprise Financial Services, LLC$2509-10-2012
Steven Daniel SpiveyCUNA Brokerage Services, Inc.Ameriprise Financial Services, LLC$1308-01-2011
Zachary Stephan ChaviraDonaldson Capital Management LLCAmeriprise Financial Services, LLC10-17-2017
Andrew W YoungGalecki Financial Management IncAmeriprise Financial Services, LLC02-27-2013
William Lee DavisHilltop Wealth SolutionsAmeriprise Financial Services, LLC03-02-2018
Matthew David AurenzHilltop Wealth SolutionsAmeriprise Financial Services, LLC01-31-2018
Erik William BrennerHilltop Wealth SolutionsAmeriprise Financial Services, LLC$10001-30-2018
Katrina M GeisJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC03-06-2020
David Andrew LaughlinLPL Financial LLCAmeriprise Financial Services, LLC$15011-19-2019
Dawn Michelle ElmoreLPL Financial LLCAmeriprise Financial Services, LLC11-19-2019
Daniel Alan ShepardLPL Financial LLCAmeriprise Financial Services, LLC11-19-2019
William Dale RobertsonLPL Financial LLCAmeriprise Financial Services, LLC06-17-2019
Nate Robert DutkoLPL Financial LLCAmeriprise Financial Services, LLC03-27-2014
Devin Charles AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC06-05-2019
Tyler William HaireMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC05-08-2017
Joseph Edward MitchellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-01-2014
Wendelin Anthony PadekMillennium Advisory Services, Inc.Ameriprise Financial Services, LLC10-06-2019
Jacqueline Kay ArmstrongMorgan StanleyAmeriprise Financial Services, LLC10-14-2016
Jeremy F LloydOneAmerica Securities, Inc.Ameriprise Financial Services, LLC09-13-2019
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Showing 1 to 25 of 38 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.