Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Katrina Marie GeisJ.P. Morgan Securities LLCAmeriprise Financial Services, LLC03-06-2020
James Kevin WaningerCommonwealth Financial NetworkAmeriprise Financial Services, LLC12-06-2019
Dawn Michelle ElmoreLPL Financial LLCAmeriprise Financial Services, LLC11-19-2019
Daniel Alan ShepardLPL Financial LLCAmeriprise Financial Services, LLC11-19-2019
Wendelin Anthony PadekMillennium Advisory Services, Inc.Ameriprise Financial Services, LLC10-06-2019
Jeremy F. LloydOneAmerica Securities, Inc.Ameriprise Financial Services, LLC09-13-2019
Edward Dana BeanPruco Securities, LLC.Ameriprise Financial Services, LLC06-20-2019
William Dale RobertsonLPL Financial LLCAmeriprise Financial Services, LLC06-17-2019
Devin Charles AnthonyMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC06-05-2019
Pauletta M. RistThurston Springer FinancialAmeriprise Financial Services, LLC05-23-2019
Yvonne Kathy DeanOneAmerica Securities, Inc.Ameriprise Financial Services, LLC10-30-2018
Eric Thomas HigdonEdward JonesAmeriprise Financial Services, LLC09-14-2018
William Lee DavisHilltop Wealth SolutionsAmeriprise Financial Services, LLC03-02-2018
Matthew David AurenzHilltop Wealth SolutionsAmeriprise Financial Services, LLC01-31-2018
Theodore Hubert JarvisRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC10-23-2017
Brian Charles OsnerRaymond James Financial Services, Inc.Ameriprise Financial Services, LLC10-23-2017
Zachary Stephan ChaviraDonaldson Capital Management LLCAmeriprise Financial Services, LLC10-17-2017
Tyler William HaireMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC05-08-2017
Michael Douglas LaneLPL Financial LLCAmeriprise Financial Services, LLC02-06-2017
Ziv OhelCFD Investments, Inc.Ameriprise Financial Services, LLC11-28-2016
Jacqueline Kay ArmstrongMorgan StanleyAmeriprise Financial Services, LLC10-14-2016
Joseph Edward MitchellMerrill Lynch, Pierce, Fenner & Smith IncorporatedAmeriprise Financial Services, LLC10-01-2014
Matthew V. WoldLPL Financial LLCAmeriprise Financial Services, LLC01-15-2014
Christopher James FrainFirst Allied Securities, Inc.Ameriprise Financial Services, LLC08-19-2013
Thao Lan Ta RingCharles Schwab & Co., Inc.Ameriprise Financial Services, LLC06-01-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.