Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Joseph GrypLPL Financial LLCCetera Advisor Networks LLC12-04-2018
William Lynn BollingerLPL Financial LLCCetera Advisor Networks LLC$7212-04-2018
Michael Stanley DobrzynskiLPL Financial LLCCetera Advisor Networks LLC11-02-2018
Nelson Roy SchoonLPL Financial LLCCetera Advisor Networks LLC$1010-19-2018
Sharon Dara DixonRaymond James Financial Services, Inc.Cetera Advisor Networks LLC12-07-2015
Cory Edmond MarlowRaymond James Financial Services, Inc.Cetera Advisor Networks LLC03-02-2015
Scott Martin TonkovichLPL Financial LLCCetera Advisor Networks LLC11-14-2014
Thomas Joseph SponselPark Avenue Securities LLCCetera Advisor Networks LLC$1005-09-2012
Cameron Donald HeasleyLarson Financial Securities, LLCCetera Advisor Networks LLC08-03-2010
Andrew William ParkerLarson Financial Securities, LLCCetera Advisor Networks LLC07-27-2010
Joshua David NixLarson Financial Securities, LLCCetera Advisor Networks LLC07-21-2010
Thomas Scott MartinLarson Financial Securities, LLCCetera Advisor Networks LLC07-21-2010
Todd M DekruyterLarson Financial Securities, LLCCetera Advisor Networks LLC07-21-2010
Darin Dean ArchboldLarson Financial Securities, LLCCetera Advisor Networks LLC$5007-15-2010
Alfred P LindstenAPW Capital, Inc.Cetera Advisor Networks LLC07-16-2009

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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