Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Curtis LawsonCetera Investment Services LLCCetera Investment Services LLC01-09-2020
Ashley D. HallCUNA Brokerage Services, Inc.Cetera Investment Services LLC10-07-2019
Kevin Scott MassaCetera Investment Services LLCCetera Investment Services LLC09-20-2019
David LutzOneAmerica Securities, Inc.Cetera Investment Services LLC09-16-2019
Vernon Douglas Isaacs IIIEdward JonesCetera Investment Services LLC09-06-2019
Kameron HelmuthVestia Personal Wealth AdvisorsCetera Investment Services LLC05-28-2019
Robert LanePNC InvestmentsCetera Investment Services LLC12-18-2018
Matthew Christopher LerchLPL Financial LLCCetera Investment Services LLC07-17-2018
Matthew GolliherU.S. Bancorp Investments, Inc.Cetera Investment Services LLC02-13-2018
Melissa K. ShumakerScottrade, Inc.Cetera Investment Services LLC01-23-2017
Aymen KaboubBMO Harris Financial Advisors, Inc.Cetera Investment Services LLC10-11-2016
Shawn David WhitcraftKey Investment Services LLCCetera Investment Services LLC10-03-2016
Brian D. LibichVoya Financial Advisors, Inc.Cetera Investment Services LLC09-13-2016
Adam Michael HoffmanCity Securities CorporationCetera Investment Services LLC07-26-2016
Jeremy Dale SwongerWells Fargo Advisors Financial Network, LLCCetera Investment Services LLC06-16-2016
Bryn April MalagonNorthwestern Mutual Investment Services, LLCCetera Investment Services LLC05-05-2016
Jeremy Wayne PaytonEdward JonesCetera Investment Services LLC01-04-2016
Jennifer Marie SmithThe Huntington Investment CompanyCetera Investment Services LLC12-04-2015
David M. SharpLPL Financial LLCCetera Investment Services LLC10-29-2015
Sherri Renee BeaboutLPL Financial LLCCetera Investment Services LLC10-23-2015
Lynda Lisanne HershbergerLPL Financial LLCCetera Investment Services LLC12-04-2014
Charles R. BostPruco Securities, LLC.Cetera Investment Services LLC11-26-2014
Jonathan Paul HuntEdward JonesCetera Investment Services LLC11-18-2014
Debra Lee PowellCity Securities CorporationCetera Investment Services LLC04-14-2014
Gary Duane HicksLPL Financial LLCCetera Investment Services LLC12-04-2012
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.