Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dawn Marie HoffmeyerThe Huntington Investment CompanyChase Investment Services Corp.10-30-2012
Robert William WendlerLPL Financial LLCChase Investment Services Corp.10-29-2012
Amanda Kay ShepardPNC InvestmentsChase Investment Services Corp.09-27-2012
Brian D. LibichTD Ameritrade, Inc.Chase Investment Services Corp.09-01-2012
Bradley Morris BinderThe Huntington Investment CompanyChase Investment Services Corp.08-28-2012
Lesta Gail AndersenLegend Equities CorporationChase Investment Services Corp.08-10-2012
Jessica RiosPNC InvestmentsChase Investment Services Corp.08-01-2012
Aaron Scott RheaumeThe Huntington Investment CompanyChase Investment Services Corp.07-24-2012
Lawrence Edward PiotrowskiPNC InvestmentsChase Investment Services Corp.07-09-2012
Laura Holly Rozek-DillThe Huntington Investment CompanyChase Investment Services Corp.03-30-2012
David Alan HornWells Fargo Clearing Services, LLCChase Investment Services Corp.03-29-2012
Courtney L MurphyAmeriprise Financial Services, LLCChase Investment Services Corp.03-23-2012
Trevor C. JohnsonPNC InvestmentsChase Investment Services Corp.03-22-2012
Vesta R. FisherPNC InvestmentsChase Investment Services Corp.02-27-2012
Shawn C. ScottPNC InvestmentsChase Investment Services Corp.02-27-2012
Lauren Battista DoodemanAmeriprise Financial Services, LLCChase Investment Services Corp.01-27-2012
Aaron AdcockFirst Allied Securities, Inc.Chase Investment Services Corp.01-16-2012
Sylvia Ann BenjaminState Farm VP Management Corp.Chase Investment Services Corp.01-06-2012
Rodney Dewayne SmithFifth Third Securities, Inc.Chase Investment Services Corp.01-04-2012
Christina Ann ThompsonLincoln Financial Advisors CorporationChase Investment Services Corp.12-19-2011
Nancy Jane Breeding-EverhartFifth Third Securities, Inc.Chase Investment Services Corp.12-12-2011
Deborah Anne HansonBerthel, Fisher & Company Financial Services, Inc.Chase Investment Services Corp.12-09-2011
Cassaundra Jolene KesterkePNC InvestmentsChase Investment Services Corp.11-28-2011
Tracey Ellen HighEssex National Securities, LLCChase Investment Services Corp.06-02-2011
Amy Helene BlumerEdward JonesChase Investment Services Corp.05-19-2011
Next Page »

Showing 1 to 25 of 59 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.